Device, system and method for handover with simultaneous ue transmission beams

ABSTRACT

A user equipment (UE) in a wireless network including a first next generation NodeB (gNB) and a second gNB for communicating with the UE performs operations. The operations include determining to transmit a first transmission (Tx) stream and a second Tx stream simultaneously to the first gNB and the second gNB for handing over communication with the UE from a first cell to a second cell, wherein the first gNB is a serving gNB in the first cell and the second gNB is a handover target gNB in the second cell and simultaneously transmitting within a same antenna panel of the UE the first transmission stream to the first gNB using a first polarization and the second transmission stream to the second gNB using a second polarization different from the first polarization.

PRIORITY CLAIM

The present disclosure claims priority to U.S. Prov. Patent Appln. Ser.No. 62/846,249 filed May 10, 2019 and entitled “HANDOVER FURTHERENHANCEMENT WITH SIMULTANEOUS UE TRANSMISSION BEAMS,” the disclosure ofwhich is incorporated herein by reference.

BACKGROUND

A user equipment (UE) may establish a connection to one or moredifferent networks or types of networks. The UE may access servicesavailable via the network connection by communicating with a basestation of the corresponding network. In some radio access networks(RAN), such as the 5G New Radio (NR) RAN, the UE may propagate a signalfrom an antenna module over a high frequency band by beamforming.Transmitting a beam over a high frequency band may provide an increasein bandwidth and an increase in the data rate compared to legacyapproaches. However, interruptions may occur during handover causing areduction in throughput for the whole network. In FR2 the UE may usedifferent Rx or Tx beams for the serving cell and the target cell duringhandover and it may be difficult to maintain connections with theserving cell and the target cell simultaneously without interruption.

SUMMARY

Some exemplary embodiments relate to a method performed by a userequipment (UE) in a wireless network including a first next generationNodeB (gNB) and a second gNB for communicating with the UE. The methodincludes determining to transmit a first transmission (Tx) stream and asecond Tx stream simultaneously to the first gNB and the second gNB forhanding over communication with the UE from a first cell to a secondcell, wherein the first gNB is a serving gNB in the first cell and thesecond gNB is a handover target gNB in the second cell andsimultaneously transmitting within a same antenna panel of the UE thefirst transmission stream to the first gNB using a first polarizationand the second transmission stream to the second gNB using a secondpolarization different from the first polarization.

Other exemplary embodiments relate to a user equipment (UE) having aplurality of antenna panels, each antenna panel comprising a pluralityof antenna elements. The UE also including a processor configured todetermine to transmit a first transmission (Tx) stream and a second Txstream simultaneously to a first next generation NodeB (gNB) and asecond gNB for handing over communication with the UE from a first cellto a second cell, wherein the first gNB is a serving gNB in the firstcell and the second gNB is a handover target gNB in the second cell. TheUE further including a transceiver configured to simultaneously transmitvia a same antenna panel of the UE the first transmission stream to thefirst gNB using a first TX polarization and the second transmissionstream to the second gNB using a second TX polarization different fromthe first polarization.

Still further exemplary embodiments relate to a method performed by afirst next generation NodeB (gNB) in a first cell for communicating witha user equipment (UE) in a wireless network including the UE and asecond gNB in a second cell for communicating with the UE. The methodincludes allocating a Downlink Control Information (DCI) format 0_1 fortriggering a Physical Uplink Shared Channel (PUSCH) transmission by theUE, triggering the PUSCH transmission by the UE and restricting anuplink (UL) channel scheduling by triggering the PUSCH transmission witha single port.

BRIEF DESCRIPTION OF THE DRAWINGS

FIG. 1 illustrates an example architecture of a system of a network inaccordance with various exemplary embodiments.

FIG. 2 illustrates an example of infrastructure equipment in accordancewith various exemplary embodiments.

FIG. 3 illustrates an example of a platform (or “device”) in accordancewith various exemplary embodiments.

FIG. 4 illustrates example components of baseband circuitry and radiofront end modules (RFEM) in accordance with various exemplaryembodiments.

FIG. 5 is a block diagram illustrating components, according to someexample embodiments, able to read instructions from a machine-readableor computer-readable medium (e.g., a non-transitory machine-readablestorage medium) and perform any one or more of the methodologiesdiscussed herein.

FIG. 6 illustrates various protocol functions that may be implemented ina wireless communication device according to various exemplaryembodiments.

FIG. 7 illustrates an example architecture of a system including a firstcore network in accordance with various embodiments.

FIG. 8 illustrates an architecture of a system including a second corenetwork in accordance with various embodiments.

FIG. 9 illustrates components of a core network in accordance withvarious embodiments.

FIG. 10 is a block diagram illustrating components, according to someexample embodiments, of a system to support NFV.

FIG. 11a shows an example of three antenna modules and theircorresponding radiation patterns.

FIG. 11b shows an example of the directions in which an antenna modulemay propagate a beam.

FIGS. 12a-d show four different handover scenarios that may beencountered at a user equipment (UE).

FIG. 13 shows an exemplary UE antenna panel and associated circuitry fortransmitting data streams (beams) via beamforming to a plurality ofnetwork cells simultaneously.

FIG. 14 shows a method for a UE simultaneously transmitting data streamsto a plurality of network cells during handover.

FIG. 15 shows a method for a gNB restricting an uplink (UL) channelscheduling for a UE simultaneously transmitting data streams to aplurality of network cells during handover.

DETAILED DESCRIPTION

The following detailed description refers to the accompanying drawings.The same reference numbers may be used in different drawings to identifythe same or similar elements. In the following description, for purposesof explanation and not limitation, specific details are set forth suchas particular structures, architectures, interfaces, techniques, etc. inorder to provide a thorough understanding of the various aspects ofvarious embodiments. However, it will be apparent to those skilled inthe art having the benefit of the present disclosure that the variousaspects of the various embodiments may be practiced in other examplesthat depart from these specific details. In certain instances,descriptions of well-known devices, circuits, and methods are omitted soas not to obscure the description of the various embodiments withunnecessary detail. For the purposes of the present document, the phrase“A or B” means (A), (B), or (A and B).

The exemplary embodiments may be further understood with reference tothe following description and the related appended drawings and slides,wherein like elements are provided with the same reference numerals. Theexemplary embodiments are described with regard to beamforming which isan antenna technique that is utilized to propagate a directional signalover a mmWave frequency band. Throughout this description, the term“beam” may refer to a beamformed signal. However, reference to a beam ismerely exemplary. Different networks may refer to a signal propagatedover mmWave frequencies by a different name. Beamforming will bedescribed in further detail below with regard to FIGS. 11a-b . Theexemplary embodiments describe devices, systems and methods formitigating interference issues and related issues that may occur duringsimultaneous transmission (Tx) and/or reception (Rx) of beamformedsignals to a plurality of network cells during handover from a sourcecell to a target cell. The exemplary embodiments will be described infurther detail below with respect to FIGS. 11-15.

System Architecture

FIG. 1 illustrates an example architecture of a system 100 of a networkin accordance with various exemplary embodiments. The followingdescription is provided for an example system 100 that operates inconjunction with the 5G NR system standards as provided by 3GPPtechnical specifications. However, the exemplary embodiments are notlimited in this regard and the described embodiments may apply to othernetworks that benefit from the principles described herein, such aslegacy (e.g. LTE) 3GPP systems, future 3GPP systems (e.g., SixthGeneration (6G) systems), IEEE 802.16 protocols (e.g., WMAN, WiMAX,etc.), or the like.

As shown in FIG. 1, the system 100 includes UE 101 a and UE 101 b(collectively referred to as “UEs 101” or “UE 101”). In this example,UEs 101 are illustrated as smartphones (e.g., handheld touchscreenmobile computing devices connectable to one or more cellular networks),but may also comprise any mobile or non-mobile computing device, such asconsumer electronics devices, cellular phones, smartphones, featurephones, tablet computers, wearable computer devices, personal digitalassistants (PDAs), pagers, wireless handsets, desktop computers, laptopcomputers, in-vehicle infotainment (IVI), in-car entertainment (ICE)devices, an Instrument Cluster (IC), head-up display (HUD) devices,onboard diagnostic (OBD) devices, dashtop mobile equipment (DME), mobiledata terminals (MDTs), Electronic Engine Management System (EEMS),electronic/engine control units (ECUs), electronic/engine controlmodules (ECMs), embedded systems, microcontrollers, control modules,engine management systems (EMS), networked or “smart” appliances, MTCdevices, M2M, IoT devices, and/or the like.

In some embodiments, any of the UEs 101 may be IoT UEs, which maycomprise a network access layer designed for low-power IoT applicationsutilizing short-lived UE connections. An IoT UE can utilize technologiessuch as M2M or MTC for exchanging data with an MTC server or device viaa PLMN, ProSe or D2D communication, sensor networks, or IoT networks.The M2M or MTC exchange of data may be a machine-initiated exchange ofdata. An IoT network describes interconnecting IoT UEs, which mayinclude uniquely identifiable embedded computing devices (within theInternet infrastructure), with short-lived connections. The IoT UEs mayexecute background applications (e.g., keep-alive messages, statusupdates, etc.) to facilitate the connections of the IoT network.

The UEs 101 may be configured to connect, e.g., communicatively couple,with a radio access network (RAN) 110. In some embodiments, the RAN 110may be a 5G NR RAN, while in other embodiments the RAN 110 may be anE-UTRAN or a legacy RAN, such as a UTRAN or GERAN. As used herein, theterm “5G NR RAN” or the like may refer to a RAN 110 that operates in anNR or 5G system 100, and the term “E-UTRAN” or the like may refer to aRAN 110 that operates in an LTE or 4G system 100. The UEs 101 utilizeconnections (or channels) 103 and 104, respectively, each of whichcomprises a physical communications interface or layer (discussed infurther detail below).

In this example, the connections 103 and 104 are illustrated as an airinterface to enable communicative coupling, and can be consistent withcellular communications protocols, such as a GSM protocol, a CDMAnetwork protocol, a PTT protocol, a POC protocol, a UMTS protocol, a3GPP LTE protocol, a 5G protocol, a NR protocol, and/or any of the othercommunications protocols discussed herein. In embodiments, the UEs 101may directly exchange communication data via a Proximity Services(ProSe) interface 105. The ProSe interface 105 may alternatively bereferred to as a SL interface 105 and may comprise one or more logicalchannels, including but not limited to a PSCCH, a PSSCH, a PSDCH, and aPSBCH.

The UE 101 b is further configured to access a WLAN node 106 (alsoreferred to as “WLAN 106,” “WLAN Termination 106,” “WT 106” or the like)via connection 107. The connection 107 can comprise a local wirelessconnection, such as a connection consistent with any IEEE 802.11protocol, wherein the AP 106 would comprise a wireless fidelity (Wi-Fi®)router. In this example, the WLAN node 106 is shown to be connected tothe Internet without connecting to the core network of the wirelesssystem (described in further detail below). In various embodiments, theUE 101 b, RAN 110, and WLAN node 106 may be configured to utilizeLTE-WLAN aggregation (LWA) operation and/or LTE/WLAN Radio LevelIntegration with IPsec Tunnel (LWIP) operation. The LWA operation mayinvolve the UE 101 b in RRC_CONNECTED being configured by a RAN node 111a-b to utilize radio resources of LTE and WLAN. LWIP operation mayinvolve the UE 101 b using WLAN radio resources (e.g., connection 107)via IPsec protocol tunneling to authenticate and encrypt packets (e.g.,IP packets) sent over the connection 107. IPsec tunneling may includeencapsulating the entirety of original IP packets and adding a newpacket header, thereby protecting the original header of the IP packets.

The RAN 110 includes one or more RAN nodes 111 a and 111 b (collectivelyreferred to as “RAN nodes 11F” or “RAN node 11F”) that enable theconnections 103 and 104. As used herein, the terms “access node,”“access point,” or the like may describe equipment that provides theradio baseband functions for data and/or voice connectivity between anetwork and one or more users. These access nodes can be referred to asbase stations (BSs), next generation NodeBs (gNBs), RAN nodes, eNBs,NodeBs, RSUs, TRxPs or TRPs, and so forth, and can comprise groundstations (e.g., terrestrial access points) or satellite stationsproviding coverage within a geographic area (e.g., a cell). As usedherein, the term “5G NR RAN node” or the like may refer to a RAN node111 that operates in an NR or 5G system 100 (for example, a gNB), andthe term “E-UTRAN node” or the like may refer to a RAN node 111 thatoperates in an LTE or 4G system 100 (e.g., an eNB). According to variousembodiments, the RAN nodes 111 may be implemented as one or more of adedicated physical device such as a macrocell base station, and/or a lowpower (LP) base station for providing femtocells, picocells or otherlike cells having smaller coverage areas, smaller user capacity, orhigher bandwidth compared to macrocells.

In some embodiments, all or parts of the RAN nodes 111 may beimplemented as one or more software entities running on server computersas part of a virtual network, which may be referred to as a CRAN and/ora virtual baseband unit pool (vBBUP). In these embodiments, the CRAN orvBBUP may implement a RAN function split, such as a PDCP split whereinRRC and PDCP layers are operated by the CRAN/vBBUP and other L2 protocolentities are operated by individual RAN nodes 111; a MAC/PHY splitwherein RRC, PDCP, RLC, and MAC layers are operated by the CRAN/vBBUPand the PHY layer is operated by individual RAN nodes 111; or a “lowerPHY” split wherein RRC, PDCP, RLC, MAC layers and upper portions of thePHY layer are operated by the CRAN/vBBUP and lower portions of the PHYlayer are operated by individual RAN nodes 111. This virtualizedframework allows the freed-up processor cores of the RAN nodes 111 toperform other virtualized applications. In some implementations, anindividual RAN node 111 may represent individual gNB-DUs that areconnected to a gNB-CU via individual F1 interfaces (not shown by FIG.1). In these implementations, the gNB-DUs may include one or more remoteradio heads or RFEMs (see, e.g., RFEM 215 in FIG. 2), and the gNB-CU maybe operated by a server (not shown) that is located in the RAN 110 or bya server pool in a similar manner as the CRAN/vBBUP. Additionally oralternatively, one or more of the RAN nodes 111 may be next generationeNBs (ng-eNBs), which are RAN nodes that provide E-UTRA user plane andcontrol plane protocol terminations toward the UEs 101, and areconnected to a 5GC (e.g., CN 820 of FIG. 8) via a 5G NR interface.

In V2X scenarios one or more of the RAN nodes 111 may be or act as RoadSide Units (RSUs). The term “Road Side Unit” or “RSU” may refer to anytransportation infrastructure entity used for V2X communications. An RSUmay be implemented in or by a suitable RAN node or a stationary (orrelatively stationary) UE, where an RSU implemented in or by a UE may bereferred to as a “UE-type RSU,” an RSU implemented in or by an eNB maybe referred to as an “eNB-type RSU,” an RSU implemented in or by a gNBmay be referred to as a “gNB-type RSU,” and the like. In one example, anRSU is a computing device coupled with radio frequency circuitry locatedon a roadside that provides connectivity support to passing vehicle UEs101 (vUEs 101). The RSU may also include internal data storage circuitryto store intersection map geometry, traffic statistics, media, as wellas applications/software to sense and control ongoing vehicular andpedestrian traffic. The RSU may operate on the 5.9 GHz Direct ShortRange Communications (DSRC) band to provide very low latencycommunications required for high speed events, such as crash avoidance,traffic warnings, and the like. Additionally or alternatively, the RSUmay operate on the cellular V2X band to provide the aforementioned lowlatency communications, as well as other cellular communicationsservices. Additionally or alternatively, the RSU may operate as a Wi-Fihotspot (2.4 GHz band) and/or provide connectivity to one or morecellular networks to provide uplink and downlink communications. Thecomputing device(s) and some or all of the radiofrequency circuitry ofthe RSU may be packaged in a weatherproof enclosure suitable for outdoorinstallation and may include a network interface controller to provide awired connection (e.g., Ethernet) to a traffic signal controller and/ora backhaul network.

Any of the RAN nodes 111 can terminate the air interface protocol andcan be the first point of contact for the UEs 101. In some embodiments,any of the RAN nodes 111 can fulfill various logical functions for theRAN 110 including, but not limited to, radio network controller (RNC)functions such as radio bearer management, uplink and downlink dynamicradio resource management and data packet scheduling, and mobilitymanagement.

In some exemplary embodiments, the UEs 101 can be configured tocommunicate using OFDM communication signals with each other or with anyof the RAN nodes 111 over a multicarrier communication channel inaccordance with various communication techniques, such as, but notlimited to, an OFDMA communication technique (e.g., for downlinkcommunications) or a SC-FDMA communication technique (e.g., for uplinkand ProSe or sidelink communications), although the scope of theembodiments is not limited in this respect. The OFDM signals cancomprise a plurality of orthogonal subcarriers.

In some embodiments, a downlink resource grid can be used for downlinktransmissions from any of the RAN nodes 111 to the UEs 101, while uplinktransmissions can utilize similar techniques. The grid can be atime-frequency grid, called a resource grid or time-frequency resourcegrid, which is the physical resource in the downlink in each slot. Sucha time-frequency plane representation is a common practice for OFDMsystems, which makes it intuitive for radio resource allocation. Eachcolumn and each row of the resource grid corresponds to one OFDM symboland one OFDM subcarrier, respectively. The duration of the resource gridin the time domain corresponds to one slot in a radio frame. Thesmallest time-frequency unit in a resource grid is denoted as a resourceelement. Each resource grid comprises a number of resource blocks, whichdescribe the mapping of certain physical channels to resource elements.Each resource block comprises a collection of resource elements; in thefrequency domain, this may represent the smallest quantity of resourcesthat currently can be allocated. There are several different physicaldownlink channels that are conveyed using such resource blocks.

According to various embodiments, the UEs 101 and the RAN nodes 111communicate data (for example, transmit and receive) data over alicensed medium (also referred to as the “licensed spectrum” and/or the“licensed band”) and an unlicensed shared medium (also referred to asthe “unlicensed spectrum” and/or the “unlicensed band”). The licensedspectrum may include channels that operate in the frequency range ofapproximately 400 MHz to approximately 3.8 GHz, whereas the unlicensedspectrum may include the 5 GHz band or other unlicensed bands.

To operate in the unlicensed spectrum, the UEs 101 and the RAN nodes 111may operate using LAA, eLAA, feLAA or NR-U mechanisms. In theseimplementations, the UEs 101 and the RAN nodes 111 may perform one ormore known medium-sensing operations and/or carrier-sensing operationsin order to determine whether one or more channels in the unlicensedspectrum is unavailable or otherwise occupied prior to transmitting inthe unlicensed spectrum. The medium/carrier sensing operations may beperformed according to a listen-before-talk (LBT) protocol.

Listen before talk (LBT) is a mechanism whereby equipment (for example,UEs 101, RAN nodes 111, etc.) senses a medium (for example, a channel orcarrier frequency) and transmits when the medium is sensed to be idle(or when a specific channel in the medium is sensed to be unoccupied).The medium sensing operation may include clear channel assessment (CCA),which utilizes at least energy detection (ED) to determine the presenceor absence of other signals on a channel in order to determine if achannel is occupied or clear. This LBT mechanism allows cellular/LAA(licensed assisted access) networks to coexist with incumbent systems inthe unlicensed spectrum and with other LAA networks. ED may includesensing RF energy across an intended transmission band for a period oftime and comparing the sensed RF energy to a predefined or configuredthreshold.

Typically, the incumbent systems in the 5 GHz band are WLANs based onIEEE 802.11 technologies. WLAN employs a contention-based channel accessmechanism, called CSMA/CA. Here, when a WLAN node (e.g., a mobilestation (MS) such as UE 101, WLAN node 106, or the like) intends totransmit, the WLAN node may first perform CCA before transmission.Additionally, a backoff mechanism is used to avoid collisions insituations where more than one WLAN node senses the channel as idle andtransmits at the same time. The backoff mechanism may be a counter thatis drawn randomly within the CWS, which is increased exponentially uponthe occurrence of collision and reset to a minimum value when thetransmission succeeds. The LBT mechanism designed for LAA is somewhatsimilar to the CSMA/CA of WLAN. In some implementations, the LBTprocedure for DL or UL transmission bursts including PDSCH or PUSCHtransmissions, respectively, may have an LAA contention window that isvariable in length between X and Y ECCA slots, where X and Y are minimumand maximum values for the CWSs for LAA. In one example, the minimum CWSfor an LAA transmission may be 9 microseconds (μs); however, the size ofthe CWS and a MCOT (for example, a transmission burst) may be based ongovernmental regulatory requirements.

The LAA mechanisms are built upon carrier aggregation (CA) technologiesof LTE-Advanced systems. In CA, each aggregated carrier is referred toas a component carrier (CC). A CC may have a bandwidth of 1.4, 3, 5, 10,15 or 20 MHz and a maximum of five CCs can be aggregated, and therefore,a maximum aggregated bandwidth is 100 MHz. In FDD systems, the number ofaggregated carriers can be different for DL and UL, where the number ofUL CCs is equal to or lower than the number of DL component carriers. Insome cases, individual CCs can have a different bandwidth than otherCCs. In TDD systems, the number of CCs as well as the bandwidths of eachCC is usually the same for DL and UL.

CA also comprises individual serving cells to provide individual CCs.The coverage of the serving cells may differ, for example, because CCson different frequency bands will experience different pathloss. Aprimary service cell or PCell may provide a PCC for both UL and DL andmay handle RRC and NAS related activities. The other serving cells arereferred to as SCells, and each SCell may provide an individual SCC forboth UL and DL. The SCCs may be added and removed as required, whilechanging the PCC may require the UE 101 to undergo a handover. In LAA,eLAA, and feLAA, some or all of the SCells may operate in the unlicensedspectrum (referred to as “LAA SCells”), and the LAA SCells are assistedby a PCell operating in the licensed spectrum. When a UE is configuredwith more than one LAA SCell, the UE may receive UL grants on theconfigured LAA SCells indicating different PUSCH starting positionswithin a same subframe.

The PDSCH carries user data and higher-layer signaling to the UEs 101.The PDCCH carries information about the transport format and resourceallocations related to the PDSCH channel, among other things. It mayalso inform the UEs 101 about the transport format, resource allocation,and HARQ information related to the uplink shared channel. Typically,downlink scheduling (assigning control and shared channel resourceblocks to the UE 101 b within a cell) may be performed at any of the RANnodes 111 based on channel quality information fed back from any of theUEs 101. The downlink resource assignment information may be sent on thePDCCH used for (e.g., assigned to) each of the UEs 101.

The PDCCH uses control channel elements (CCEs) to convey the controlinformation. Before being mapped to resource elements, the PDCCHcomplex-valued symbols may first be organized into quadruplets, whichmay then be permuted using a sub-block interleaver for rate matching.Each PDCCH may be transmitted using one or more of these CCEs, whereeach CCE may correspond to nine sets of four physical resource elementsknown as REGs. Four Quadrature Phase Shift Keying (QPSK) symbols may bemapped to each REG. The PDCCH can be transmitted using one or more CCEs,depending on the size of the DCI and the channel condition. There can befour or more different PDCCH formats defined in LTE with differentnumbers of CCEs (e.g., aggregation level, L=1, 2, 4, or 8).

Some embodiments may use concepts for resource allocation for controlchannel information that are an extension of the above-describedconcepts. For example, some embodiments may utilize an EPDCCH that usesPDSCH resources for control information transmission. The EPDCCH may betransmitted using one or more ECCEs. Similar to above, each ECCE maycorrespond to nine sets of four physical resource elements known as anEREGs. An ECCE may have other numbers of EREGs in some situations.

The RAN nodes 111 may be configured to communicate with one another viainterface 112. In embodiments where the system 100 is an LTE system(e.g., when CN 120 is an EPC 720 as in FIG. 7), the interface 112 may bean X2 interface 112. The X2 interface may be defined between two or moreRAN nodes 111 (e.g., two or more eNBs and the like) that connect to EPC120, and/or between two eNBs connecting to EPC 120. In someimplementations, the X2 interface may include an X2 user plane interface(X2-U) and an X2 control plane interface (X2-C). The X2-U may provideflow control mechanisms for user data packets transferred over the X2interface and may be used to communicate information about the deliveryof user data between eNBs. For example, the X2-U may provide specificsequence number information for user data transferred from a MeNB to anSeNB; information about successful in sequence delivery of PDCP protocoldata units (PDUs) to a UE 101 from an SeNB for user data; information ofPDCP PDUs that were not delivered to a UE 101; information about acurrent minimum desired buffer size at the SeNB for transmitting to theUE user data; and the like. The X2-C may provide intra-LTE accessmobility functionality, including context transfers from source totarget eNBs, user plane transport control, etc.; load managementfunctionality; as well as inter-cell interference coordinationfunctionality.

In embodiments where the system 100 is a 5G or NR system, the interface112 may be an Xn interface 112. The Xn interface is defined between twoor more RAN nodes 111 (e.g., two or more gNBs and the like) that connectto 5GC 120, between a RAN node 111 (e.g., a gNB) connecting to 5GC 120and an eNB, and/or between two eNBs connecting to 5GC 120. In someimplementations, the Xn interface may include an Xn user plane (Xn-U)interface and an Xn control plane (Xn-C) interface. The Xn-U may providenon-guaranteed delivery of user plane PDUs and support/provide dataforwarding and flow control functionality. The Xn-C may providemanagement and error handling functionality, functionality to manage theXn-C interface; mobility support for UE 101 in a connected mode (e.g.,CM-CONNECTED) including functionality to manage the UE mobility forconnected mode between one or more RAN nodes 111. The mobility supportmay include context transfer from an old (source) serving RAN node 111to new (target) serving RAN node 111; and control of user plane tunnelsbetween old (source) serving RAN node 111 to new (target) serving RANnode 111. A protocol stack of the Xn-U may include a transport networklayer built on Internet Protocol (IP) transport layer, and a GTP-U layeron top of a UDP and/or IP layer(s) to carry user plane PDUs. The Xn-Cprotocol stack may include an application layer signaling protocol(referred to as Xn Application Protocol (Xn-AP)) and a transport networklayer that is built on SCTP. The SCTP may be on top of an IP layer, andmay provide the guaranteed delivery of application layer messages. Inthe transport IP layer, point-to-point transmission is used to deliverthe signaling PDUs. In other implementations, the Xn-U protocol stackand/or the Xn-C protocol stack may be same or similar to the user planeand/or control plane protocol stack(s) shown and described herein.

The RAN 110 is shown to be communicatively coupled to a core network(CN) 120. The CN 120 may comprise a plurality of network elements 122,which are configured to offer various data and telecommunicationsservices to customers/subscribers (e.g., users of UEs 101) who areconnected to the CN 120 via the RAN 110. The components of the CN 120may be implemented in one physical node or separate physical nodesincluding components to read and execute instructions from amachine-readable or computer-readable medium (e.g., a non-transitorymachine-readable storage medium). In some embodiments, NFV may beutilized to virtualize any or all of the above-described network nodefunctions via executable instructions stored in one or morecomputer-readable storage mediums (described in further detail below). Alogical instantiation of the CN 120 may be referred to as a networkslice, and a logical instantiation of a portion of the CN 120 may bereferred to as a network sub-slice. NFV architectures andinfrastructures may be used to virtualize one or more network functions,alternatively performed by proprietary hardware, onto physical resourcescomprising a combination of industry-standard server hardware, storagehardware, or switches. In other words, NFV systems can be used toexecute virtual or reconfigurable implementations of one or more EPCcomponents/functions.

Generally, the application server 130 may be an element offeringapplications that use IP bearer resources with the core network (e.g.,UMTS PS domain, LTE PS data services, etc.). The application server 130can also be configured to support one or more communication services(e.g., VoIP sessions, PTT sessions, group communication sessions, socialnetworking services, etc.) for the UEs 101 via the CN 120.

In embodiments, the CN 120 may be a 5GC (referred to as “5GC 120” or thelike), and the RAN 110 may be connected with the CN 120 via 5G NRinterface 113. In embodiments, the 5G NR interface 113 may be split intotwo parts, a 5G NR user plane (NG-U) interface 114, which carriestraffic data between the RAN nodes 111 and a UPF, and the S1 controlplane (NG-C) interface 115, which is a signaling interface between theRAN nodes 111 and the AMF 821. Embodiments where the CN 120 is a 5GC 120are discussed in more detail with regard to FIG. 8.

In embodiments, the CN 120 may be a 5G CN (referred to as “5GC 120” orthe like), while in other embodiments, the CN 120 may be an EPC). Wherethe CN 120 is an evolved packet core (EPC) (referred to as “EPC 120” orthe like), the RAN 110 may be connected with the CN 120 via an S1interface 113. In embodiments, the S1 interface 113 may be split intotwo parts, an S1 user plane (S1-U) interface 114, which carries trafficdata between the RAN nodes 111 and the S-GW, and the S1-MME interface115, which is a signaling interface between the RAN nodes 111 and theMME.

FIG. 7 illustrates an example architecture of a system 700 including afirst CN 720, in accordance with various embodiments. In this example,system 700 may implement the LTE standard wherein the CN 720 is an EPC720 that corresponds with CN 120 of FIG. 1. Additionally, the UE 701 maybe the same or similar as the UEs 101 of FIG. 1, and the E-UTRAN 710 maybe a RAN that is the same or similar to the RAN 110 of FIG. 1, and whichmay include RAN nodes 111 discussed previously. The CN 720 may comprisemobile management entities (MMEs) 721, a serving gateway (S-GW) 722, aPDN gateway (P-GW) 723, a home subscriber server (HSS) 724, and aserving GPRS support node (SGSN) 725.

The MMEs 721 may be similar in function to the control plane of legacySGSN and may implement MM functions to keep track of the currentlocation of a UE 701. The MMEs 721 may perform various MM procedures tomanage mobility aspects in access such as gateway selection and trackingarea list management. MM (also referred to as “EPS MM” or “EMM” inE-UTRAN systems) may refer to all applicable procedures, methods, datastorage, etc. that are used to maintain knowledge about a presentlocation of the UE 701, provide user identity confidentiality, and/orperform other like services to users/subscribers. Each UE 701 and theMME 721 may include an MM or EMM sublayer, and an MM context may beestablished in the UE 701 and the MME 721 when an attach procedure issuccessfully completed. The MM context may be a data structure ordatabase object that stores MM-related information of the UE 701. TheMMEs 721 may be coupled with the HSS 724 via an S6a reference point,coupled with the SGSN 725 via an S3 reference point, and coupled withthe S-GW 722 via an S11 reference point.

The SGSN 725 may be a node that serves the UE 701 by tracking thelocation of an individual UE 701 and performing security functions. Inaddition, the SGSN 725 may perform Inter-EPC node signaling for mobilitybetween 2G/3G and E-UTRAN 3GPP access networks; PDN and S-GW selectionas specified by the MMEs 721; handling of UE 701 time zone functions asspecified by the MMEs 721; and MME selection for handovers to E-UTRAN3GPP access network. The S3 reference point between the MMEs 721 and theSGSN 725 may enable user and bearer information exchange for inter-3GPPaccess network mobility in idle and/or active states.

The HSS 724 may comprise a database for network users, includingsubscription-related information to support the network entities'handling of communication sessions. The EPC 720 may comprise one orseveral HSSs 724, depending on the number of mobile subscribers, on thecapacity of the equipment, on the organization of the network, etc. Forexample, the HSS 724 can provide support for routing/roaming,authentication, authorization, naming/addressing resolution, locationdependencies, etc. An S6a reference point between the HSS 724 and theMMEs 721 may enable transfer of subscription and authentication data forauthenticating/authorizing user access to the EPC 720 between HSS 724and the MMEs 721.

The S-GW 722 may terminate the S1 interface 113 (“S1-U” in FIG. 7)toward the RAN 710, and routes data packets between the RAN 710 and theEPC 720. In addition, the S-GW 722 may be a local mobility anchor pointfor inter-RAN node handovers and also may provide an anchor forinter-3GPP mobility. Other responsibilities may include lawfulintercept, charging, and some policy enforcement. The S11 referencepoint between the S-GW 722 and the MMEs 721 may provide a control planebetween the MMEs 721 and the S-GW 722. The S-GW 722 may be coupled withthe P-GW 723 via an S5 reference point.

The P-GW 723 may terminate an SGi interface toward a PDN 730. The P-GW723 may route data packets between the EPC 720 and external networkssuch as a network including the application server 130 (alternativelyreferred to as an “AF”) via an IP interface 125 (see e.g., FIG. 1). Inembodiments, the P-GW 723 may be communicatively coupled to anapplication server (application server 130 of FIG. 1 or PDN 730 in FIG.7) via an IP communications interface 125 (see, e.g., FIG. 1). The S5reference point between the P-GW 723 and the S-GW 722 may provide userplane tunneling and tunnel management between the P-GW 723 and the S-GW722. The S5 reference point may also be used for S-GW 722 relocation dueto UE 701 mobility and if the S-GW 722 needs to connect to anon-collocated P-GW 723 for the required PDN connectivity. The P-GW 723may further include a node for policy enforcement and charging datacollection (e.g., PCEF (not shown)). Additionally, the SGi referencepoint between the P-GW 723 and the packet data network (PDN) 730 may bean operator external public, a private PDN, or an intra operator packetdata network, for example, for provision of IMS services. The P-GW 723may be coupled with a PCRF 726 via a Gx reference point.

The PCRF 726 is the policy and charging control element of the EPC 720.In a non-roaming scenario, there may be a single PCRF 726 in the HomePublic Land Mobile Network (HPLMN) associated with a UE 701's InternetProtocol Connectivity Access Network (IP-CAN) session. In a roamingscenario with local breakout of traffic, there may be two PCRFsassociated with a UE 701's IP-CAN session, a Home PCRF (H-PCRF) withinan HPLMN and a Visited PCRF (V-PCRF) within a Visited Public Land MobileNetwork (VPLMN). The PCRF 726 may be communicatively coupled to theapplication server 730 via the P-GW 723. The application server 730 maysignal the PCRF 726 to indicate a new service flow and select theappropriate QoS and charging parameters. The PCRF 726 may provision thisrule into a PCEF (not shown) with the appropriate TFT and QCI, whichcommences the QoS and charging as specified by the application server730. The Gx reference point between the PCRF 726 and the P-GW 723 mayallow for the transfer of QoS policy and charging rules from the PCRF726 to PCEF in the P-GW 723. An Rx reference point may reside betweenthe PDN 730 (or “AF 730”) and the PCRF 726.

FIG. 8 illustrates an architecture of a system 800 including a second CN820 in accordance with various embodiments. The system 800 is shown toinclude a UE 801, which may be the same or similar to the UEs 101 and UE701 discussed previously; a (R)AN 810, which may be the same or similarto the RAN 110 and RAN 710 discussed previously, and which may includeRAN nodes 111 discussed previously; and a data network (DN) 803, whichmay be, for example, operator services, Internet access or 3rd partyservices; and a 5GC 820. The 5GC 820 may include an authenticationserver function (AUSF) 822; an access and mobility management function(AMF) 821; a session management function (SMF) 824; a network exposurefunction (NEF) 823; a policy control function (PCF) 826; an NFrepository function (NRF) 825; a unified data management (UDM) 827; anapplication function (AF) 828; a user plane function (UPF) 802; and anetwork slice selection function (NSSF) 829.

The UPF 802 may act as an anchor point for intra-RAT and inter-RATmobility, an external PDU session point of interconnect to DN 803, and abranching point to support multi-homed PDU session. The UPF 802 may alsoperform packet routing and forwarding, perform packet inspection,enforce the user plane part of policy rules, lawfully intercept packets(UP collection), perform traffic usage reporting, perform QoS handlingfor a user plane (e.g., packet filtering, gating, UL/DL rateenforcement), perform Uplink Traffic verification (e.g., SDF to QoS flowmapping), transport level packet marking in the uplink and downlink, andperform downlink packet buffering and downlink data notificationtriggering. UPF 802 may include an uplink classifier to support routingtraffic flows to a data network. The DN 803 may represent variousnetwork operator services, Internet access, or third party services. DN803 may include, or be similar to, application server 130 discussedpreviously. The UPF 802 may interact with the SMF 824 via an N4reference point between the SMF 824 and the UPF 802.

The AUSF 822 may store data for authentication of UE 801 and handleauthentication-related functionality. The AUSF 822 may facilitate acommon authentication framework for various access types. The AUSF 822may communicate with the AMF 821 via an N12 reference point between theAMF 821 and the AUSF 822; and may communicate with the UDM 827 via anN13 reference point between the UDM 827 and the AUSF 822. Additionally,the AUSF 822 may exhibit an Nausf service-based interface.

The AMF 821 may be responsible for registration management (e.g., forregistering UE 801, etc.), connection management, reachabilitymanagement, mobility management, and lawful interception of AMF-relatedevents, and access authentication and authorization. The AMF 821 may bea termination point for an N11 reference point between the AMF 821 andthe SMF 824. The AMF 821 may provide transport for SM messages betweenthe UE 801 and the SMF 824, and act as a transparent proxy for routingSM messages. AMF 821 may also provide transport for SMS messages betweenUE 801 and an SMSF (not shown by FIG. 8). AMF 821 may act as SEAF, whichmay include interaction with the AUSF 822 and the UE 801, receipt of anintermediate key that was established as a result of the UE 801authentication process. Where USIM based authentication is used, the AMF821 may retrieve the security material from the AUSF 822. AMF 821 mayalso include a SCM function, which receives a key from the SEA that ituses to derive access-network specific keys. Furthermore, AMF 821 may bea termination point of a RAN CP interface, which may include or be an N2reference point between the (R)AN 810 and the AMF 821; and the AMF 821may be a termination point of NAS (N1) signaling and perform NASciphering and integrity protection.

The AMF 821 may also support NAS signaling with a UE 801 over an N3 IWFinterface. The N3IWF may be used to provide access to untrustedentities. N3IWF may be a termination point for the N2 interface betweenthe (R)AN 810 and the AMF 821 for the control plane and may be atermination point for the N3 reference point between the (R)AN 810 andthe UPF 802 for the user plane. As such, the AMF 821 may handle N2signaling from the SMF 824 and the AMF 821 for PDU sessions and QoS,encapsulate/de-encapsulate packets for IPSec and N3 tunneling, mark N3user-plane packets in the uplink, and enforce QoS corresponding to N3packet marking taking into account QoS requirements associated with suchmarking received over N2. N3IWF may also relay uplink and downlinkcontrol-plane NAS signaling between the UE 801 and AMF 821 via an N1reference point between the UE 801 and the AMF 821, and relay uplink anddownlink user-plane packets between the UE 801 and UPF 802. The N3IWFalso provides mechanisms for IPsec tunnel establishment with the UE 801.The AMF 821 may exhibit an Namf service-based interface and may be atermination point for an N14 reference point between two AMFs 821 and anN17 reference point between the AMF 821 and a 5G-EIR (not shown by FIG.8).

The UE 801 may need to register with the AMF 821 in order to receivenetwork services. RM is used to register or deregister the UE 801 withthe network (e.g., AMF 821), and establish a UE context in the network(e.g., AMF 821). The UE 801 may operate in an RM-REGISTERED state or anRM-DEREGISTERED state. In the RM-DEREGISTERED state, the UE 801 is notregistered with the network, and the UE context in AMF 821 holds novalid location or routing information for the UE 801 so the UE 801 isnot reachable by the AMF 821. In the RM-REGISTERED state, the UE 801 isregistered with the network, and the UE context in AMF 821 may hold avalid location or routing information for the UE 801 so the UE 801 isreachable by the AMF 821. In the RM-REGISTERED state, the UE 801 mayperform mobility Registration Update procedures, perform periodicRegistration Update procedures triggered by expiration of the periodicupdate timer (e.g., to notify the network that the UE 801 is stillactive), and perform a Registration Update procedure to update UEcapability information or to re-negotiate protocol parameters with thenetwork, among others.

The AMF 821 may store one or more RM contexts for the UE 801, where eachRM context is associated with a specific access to the network. The RMcontext may be a data structure, database object, etc. that indicates orstores, inter alia, a registration state per access type and theperiodic update timer. The AMF 821 may also store a 5GC MM context thatmay be the same or similar to the (E)MM context discussed previously. Invarious embodiments, the AMF 821 may store a CE mode B Restrictionparameter of the UE 801 in an associated MM context or RM context. TheAMF 821 may also derive the value, when needed, from the UE's usagesetting parameter already stored in the UE context (and/or MM/RMcontext).

Connection management (CM) may be used to establish and release asignaling connection between the UE 801 and the AMF 821 over the N1interface. The signaling connection is used to enable NAS signalingexchange between the UE 801 and the CN 820 and comprises both thesignaling connection between the UE and the AN (e.g., RRC connection orUE-N3IWF connection for non-3GPP access) and the N2 connection for theUE 801 between the AN (e.g., RAN 810) and the AMF 821. The UE 801 mayoperate in one of two CM states, CM-IDLE mode or CM-CONNECTED mode. Whenthe UE 801 is operating in the CM-IDLE state/mode, the UE 801 may haveno NAS signaling connection established with the AMF 821 over the N1interface, and there may be (R)AN 810 signaling connection (e.g., N2and/or N3 connections) for the UE 801. When the UE 801 is operating inthe CM-CONNECTED state/mode, the UE 801 may have an established NASsignaling connection with the AMF 821 over the N1 interface, and theremay be a (R)AN 810 signaling connection (e.g., N2 and/or N3 connections)for the UE 801. Establishment of an N2 connection between the (R)AN 810and the AMF 821 may cause the UE 801 to transition from CM-IDLE mode toCM-CONNECTED mode, and the UE 801 may transition from the CM-CONNECTEDmode to the CM-IDLE mode when N2 signaling between the (R)AN 810 and theAMF 821 is released.

The SMF 824 may be responsible for SM (e.g., session establishment,modify and release, including tunnel maintain between UPF and AN node);UE IP address allocation and management (including optionalauthorization); selection and control of UP function; configuringtraffic steering at UPF to route traffic to proper destination;termination of interfaces toward policy control functions; controllingpart of policy enforcement and QoS; lawful intercept (for SM events andinterface to LI system); termination of SM parts of NAS messages;downlink data notification; initiating AN specific SM information, sentvia AMF over N2 to AN; and determining SSC mode of a session. SM mayrefer to management of a PDU session, and a PDU session or “session” mayrefer to a PDU connectivity service that provides or enables theexchange of PDUs between a UE 801 and a data network (DN) 803 identifiedby a Data Network Name (DNN). PDU sessions may be established upon UE801 request, modified upon UE 801 and 5GC 820 request, and released uponUE 801 and 5GC 820 request using NAS SM signaling exchanged over the N1reference point between the UE 801 and the SMF 824. Upon request from anapplication server, the 5GC 820 may trigger a specific application inthe UE 801. In response to receipt of the trigger message, the UE 801may pass the trigger message (or relevant parts/information of thetrigger message) to one or more identified applications in the UE 801.The identified application(s) in the UE 801 may establish a PDU sessionto a specific DNN. The SMF 824 may check whether the UE 801 requests arecompliant with user subscription information associated with the UE 801.In this regard, the SMF 824 may retrieve and/or request to receiveupdate notifications on SMF 824 level subscription data from the UDM827.

The SMF 824 may include the following roaming functionality: handlinglocal enforcement to apply QoS SLAs (VPLMN); charging data collectionand charging interface (VPLMN); lawful intercept (in VPLMN for SM eventsand interface to LI system); and support for interaction with externalDN for transport of signaling for PDU sessionauthorization/authentication by external DN. An N16 reference pointbetween two SMFs 824 may be included in the system 800, which may bebetween another SMF 824 in a visited network and the SMF 824 in the homenetwork in roaming scenarios. Additionally, the SMF 824 may exhibit theNsmf service-based interface.

The NEF 823 may provide means for securely exposing the services andcapabilities provided by 3GPP network functions for third party,internal exposure/re-exposure, Application Functions (e.g., AF 828),edge computing or fog computing systems, etc. In such embodiments, theNEF 823 may authenticate, authorize, and/or throttle the AFs. NEF 823may also translate information exchanged with the AF 828 and informationexchanged with internal network functions. For example, the NEF 823 maytranslate between an AF-Service-Identifier and an internal 5GCinformation. NEF 823 may also receive information from other networkfunctions (NFs) based on exposed capabilities of other networkfunctions. This information may be stored at the NEF 823 as structureddata, or at a data storage NF using standardized interfaces. The storedinformation can then be re-exposed by the NEF 823 to other NFs and AFs,and/or used for other purposes such as analytics. Additionally, the NEF823 may exhibit an Nnef service-based interface.

The NRF 825 may support service discovery functions, receive NFdiscovery requests from NF instances, and provide the information of thediscovered NF instances to the NF instances. NRF 825 also maintainsinformation of available NF instances and their supported services. Asused herein, the terms “instantiate,” “instantiation,” and the like mayrefer to the creation of an instance, and an “instance” may refer to aconcrete occurrence of an object, which may occur, for example, duringexecution of program code. Additionally, the NRF 825 may exhibit theNnrf service-based interface.

The PCF 826 may provide policy rules to control plane function(s) toenforce them and may also support unified policy framework to governnetwork behavior. The PCF 826 may also implement an FE to accesssubscription information relevant for policy decisions in a UDR of theUDM 827. The PCF 826 may communicate with the AMF 821 via an N15reference point between the PCF 826 and the AMF 821, which may include aPCF 826 in a visited network and the AMF 821 in case of roamingscenarios. The PCF 826 may communicate with the AF 828 via an N5reference point between the PCF 826 and the AF 828; and with the SMF 824via an N7 reference point between the PCF 826 and the SMF 824. Thesystem 800 and/or CN 820 may also include an N24 reference point betweenthe PCF 826 (in the home network) and a PCF 826 in a visited network.Additionally, the PCF 826 may exhibit a Npcf service-based interface.

The UDM 827 may handle subscription-related information to support thenetwork entities' handling of communication sessions and may storesubscription data of UE 801. For example, subscription data may becommunicated between the UDM 827 and the AMF 821 via an N8 referencepoint between the UDM 827 and the AMF 821. The UDM 827 may include twoparts, an application FE and a UDR (the FE and UDR are not shown by FIG.8). The UDR may store subscription data and policy data for the UDM 827and the PCF 826, and/or structured data for exposure and applicationdata (including PFDs for application detection, application requestinformation for multiple UEs 801) for the NEF 823. The Nudrservice-based interface may be exhibited by the UDR 221 to allow the UDM827, PCF 826, and NEF 823 to access a particular set of the stored data,as well as to read, update (e.g., add, modify), delete, and subscribe tonotification of relevant data changes in the UDR. The UDM may include aUDM-FE, which is in charge of processing credentials, locationmanagement, subscription management and so on. Several different frontends may serve the same user in different transactions. The UDM-FEaccesses subscription information stored in the UDR and performsauthentication credential processing, user identification handling,access authorization, registration/mobility management, and subscriptionmanagement. The UDR may interact with the SMF 824 via an N10 referencepoint between the UDM 827 and the SMF 824. UDM 827 may also support SMSmanagement, wherein an SMS-FE implements the similar application logicas discussed previously. Additionally, the UDM 827 may exhibit the Nudmservice-based interface.

The AF 828 may provide application influence on traffic routing, provideaccess to the NCE, and interact with the policy framework for policycontrol. The NCE may be a mechanism that allows the 5GC 820 and AF 828to provide information to each other via NEF 823, which may be used foredge computing implementations. In such implementations, the networkoperator and third party services may be hosted close to the UE 801access point of attachment to achieve an efficient service deliverythrough the reduced end-to-end latency and load on the transportnetwork. For edge computing implementations, the 5GC may select a UPF802 close to the UE 801 and execute traffic steering from the UPF 802 toDN 803 via the N6 interface. This may be based on the UE subscriptiondata, UE location, and information provided by the AF 828. In this way,the AF 828 may influence UPF (re)selection and traffic routing. Based onoperator deployment, when AF 828 is considered to be a trusted entity,the network operator may permit AF 828 to interact directly withrelevant NFs. Additionally, the AF 828 may exhibit an Naf service-basedinterface.

The NSSF 829 may select a set of network slice instances serving the UE801. The NSSF 829 may also determine allowed NSSAI and the mapping tothe subscribed S-NSSAIs, if needed. The NSSF 829 may also determine theAMF set to be used to serve the UE 801, or a list of candidate AMF(s)821 based on a suitable configuration and possibly by querying the NRF825. The selection of a set of network slice instances for the UE 801may be triggered by the AMF 821 with which the UE 801 is registered byinteracting with the NSSF 829, which may lead to a change of AMF 821.The NSSF 829 may interact with the AMF 821 via an N22 reference pointbetween AMF 821 and NSSF 829; and may communicate with another NSSF 829in a visited network via an N31 reference point (not shown by FIG. 8).Additionally, the NSSF 829 may exhibit an Nnssf service-based interface.

As discussed previously, the CN 820 may include an SMSF, which may beresponsible for SMS subscription checking and verification, and relayingSM messages to/from the UE 801 to/from other entities, such as anSMS-GMSC/IWMSC/SMS-router. The SMS may also interact with AMF 821 andUDM 827 for a notification procedure that the UE 801 is available forSMS transfer (e.g., set a UE not reachable flag, and notifying UDM 827when UE 801 is available for SMS).

The CN 120 may also include other elements that are not shown by FIG. 8,such as a Data Storage system/architecture, a 5G-EIR, a SEPP, and thelike. The Data Storage system may include a SDSF, an UDSF, and/or thelike. Any NF may store and retrieve unstructured data into/from the UDSF(e.g., UE contexts), via N18 reference point between any NF and the UDSF(not shown by FIG. 8). Individual NFs may share a UDSF for storing theirrespective unstructured data or individual NFs may each have their ownUDSF located at or near the individual NFs. Additionally, the UDSF mayexhibit an Nudsf service-based interface (not shown by FIG. 8). The5G-EIR may be an NF that checks the status of PEI for determiningwhether particular equipment/entities are blacklisted from the network;and the SEPP may be a non-transparent proxy that performs topologyhiding, message filtering, and policing on inter-PLMN control planeinterfaces.

Additionally, there may be many more reference points and/orservice-based interfaces between the NF services in the NFs; however,these interfaces and reference points have been omitted from FIG. 8 forclarity. In one example, the CN 820 may include an Nx interface, whichis an inter-CN interface between the MME (e.g., MME 721) and the AMF 821in order to enable interworking between CN 820 and CN 720. Other exampleinterfaces/reference points may include an N5g-EIR service-basedinterface exhibited by a 5G-EIR, an N27 reference point between the NRFin the visited network and the NRF in the home network; and an N31reference point between the NSSF in the visited network and the NSSF inthe home network.

FIG. 9 illustrates components of a core network in accordance withvarious embodiments. The components of the CN 720 may be implemented inone physical node or separate physical nodes including components toread and execute instructions from a machine-readable orcomputer-readable medium (e.g., a non-transitory machine-readablestorage medium). In embodiments, the components of CN 820 may beimplemented in a same or similar manner as discussed herein with regardto the components of CN 720. In some embodiments, NFV is utilized tovirtualize any or all of the above-described network node functions viaexecutable instructions stored in one or more computer-readable storagemediums (described in further detail below). A logical instantiation ofthe CN 720 may be referred to as a network slice 901, and individuallogical instantiations of the CN 720 may provide specific networkcapabilities and network characteristics. A logical instantiation of aportion of the CN 720 may be referred to as a network sub-slice 902(e.g., the network sub-slice 902 is shown to include the P-GW 723 andthe PCRF 726).

As used herein, the terms “instantiate,” “instantiation,” and the likemay refer to the creation of an instance, and an “instance” may refer toa concrete occurrence of an object, which may occur, for example, duringexecution of program code. A network instance may refer to informationidentifying a domain, which may be used for traffic detection androuting in case of different IP domains or overlapping IP addresses. Anetwork slice instance may refer to a set of network functions (NFs)instances and the resources (e.g., compute, storage, and networkingresources) required to deploy the network slice.

With respect to 5G systems (see, e.g., FIG. 8), a network slice alwayscomprises a RAN part and a CN part. The support of network slicingrelies on the principle that traffic for different slices is handled bydifferent PDU sessions. The network can realize the different networkslices by scheduling and also by providing different L1/L2configurations. The UE 801 provides assistance information for networkslice selection in an appropriate RRC message, if it has been providedby NAS. While the network can support large number of slices, the UEneed not support more than 8 slices simultaneously.

A network slice may include the CN 820 control plane and user plane NFs,NG-RANs 810 in a serving PLMN, and a N3IWF functions in the servingPLMN. Individual network slices may have different S-NSSAI and/or mayhave different SSTs. NSSAI includes one or more S-NSSAIs, and eachnetwork slice is uniquely identified by an S-NSSAI. Network slices maydiffer for supported features and network functions optimizations,and/or multiple network slice instances may deliver the sameservice/features but for different groups of UEs 801 (e.g., enterpriseusers). For example, individual network slices may deliver differentcommitted service(s) and/or may be dedicated to a particular customer orenterprise. In this example, each network slice may have differentS-NSSAIs with the same SST but with different slice differentiators.Additionally, a single UE may be served with one or more network sliceinstances simultaneously via a 5G AN and associated with eight differentS-NSSAIs. Moreover, an AMF 821 instance serving an individual UE 801 maybelong to each of the network slice instances serving that UE.

Network slicing in the NG-RAN 810 involves RAN slice awareness. RANslice awareness includes differentiated handling of traffic fordifferent network slices, which have been pre-configured. Sliceawareness in the NG-RAN 810 is introduced at the PDU session level byindicating the S-NSSAI corresponding to a PDU session in all signalingthat includes PDU session resource information. How the NG-RAN 810supports the slice enabling in terms of NG-RAN functions (e.g., the setof network functions that comprise each slice) is implementationdependent. The NG-RAN 810 selects the RAN part of the network sliceusing assistance information provided by the UE 801 or the 5GC 820,which unambiguously identifies one or more of the pre-configured networkslices in the PLMN. The NG-RAN 810 also supports resource management andpolicy enforcement between slices as per SLAs. A single NG-RAN node maysupport multiple slices, and the NG-RAN 810 may also apply anappropriate RRM policy for the SLA in place to each supported slice. TheNG-RAN 810 may also support QoS differentiation within a slice.

The NG-RAN 810 may also use the UE assistance information for theselection of an AMF 821 during an initial attach, if available. TheNG-RAN 810 uses the assistance information for routing the initial NASto an AMF 821. If the NG-RAN 810 is unable to select an AMF 821 usingthe assistance information, or the UE 801 does not provide any suchinformation, the NG-RAN 810 sends the NAS signaling to a default AMF821, which may be among a pool of AMFs 821. For subsequent accesses, theUE 801 provides a temp ID, which is assigned to the UE 801 by the 5GC820, to enable the NG-RAN 810 to route the NAS message to theappropriate AMF 821 as long as the temp ID is valid. The NG-RAN 810 isaware of, and can reach, the AMF 821 that is associated with the tempID. Otherwise, the method for initial attach applies.

The NG-RAN 810 supports resource isolation between slices. NG-RAN 810resource isolation may be achieved by means of RRM policies andprotection mechanisms that should avoid that shortage of sharedresources if one slice breaks the service level agreement for anotherslice. In some implementations, it is possible to fully dedicate NG-RAN810 resources to a certain slice. How NG-RAN 810 supports resourceisolation is implementation dependent.

Some slices may be available only in part of the network. Awareness inthe NG-RAN 810 of the slices supported in the cells of its neighbors maybe beneficial for inter-frequency mobility in connected mode. The sliceavailability may not change within the UE's registration area. TheNG-RAN 810 and the 5GC 820 are responsible to handle a service requestfor a slice that may or may not be available in a given area. Admissionor rejection of access to a slice may depend on factors such as supportfor the slice, availability of resources, support of the requestedservice by NG-RAN 810.

The UE 801 may be associated with multiple network slicessimultaneously. In case the UE 801 is associated with multiple slicessimultaneously, only one signaling connection is maintained, and forintra-frequency cell reselection, the UE 801 tries to camp on the bestcell. For inter-frequency cell reselection, dedicated priorities can beused to control the frequency on which the UE 801 camps. The 5GC 820 isto validate that the UE 801 has the rights to access a network slice.Prior to receiving an Initial Context Setup Request message, the NG-RAN810 may be allowed to apply some provisional/local policies, based onawareness of a particular slice that the UE 801 is requesting to access.During the initial context setup, the NG-RAN 810 is informed of theslice for which resources are being requested.

NFV architectures and infrastructures may be used to virtualize one ormore NFs, alternatively performed by proprietary hardware, onto physicalresources comprising a combination of industry-standard server hardware,storage hardware, or switches. In other words, NFV systems can be usedto execute virtual or reconfigurable implementations of one or more EPCcomponents/functions.

FIG. 10 is a block diagram illustrating components, according to someexample embodiments, of a system 1000 to support NFV. The system 1000 isillustrated as including a VIM 1002, an NFVI 1004, an VNFM 1006, VNFs1008, an EM 1010, an NFVO 1012, and a NM 1014.

The VIM 1002 manages the resources of the NFVI 1004. The NFVI 1004 caninclude physical or virtual resources and applications (includinghypervisors) used to execute the system 1000. The VIM 1002 may managethe life cycle of virtual resources with the NFVI 1004 (e.g., creation,maintenance, and tear down of VMs associated with one or more physicalresources), track VM instances, track performance, fault and security ofVM instances and associated physical resources and expose VM instancesand associated physical resources to other management systems.

The VNFM 1006 may manage the VNFs 1008. The VNFs 1008 may be used toexecute EPC components/functions. The VNFM 1006 may manage the lifecycle of the VNFs 1008 and track performance, fault and security of thevirtual aspects of VNFs 1008. The EM 1010 may track the performance,fault and security of the functional aspects of VNFs 1008. The trackingdata from the VNFM 1006 and the EM 1010 may comprise, for example, PMdata used by the VIM 1002 or the NFVI 1004. Both the VNFM 1006 and theEM 1010 can scale up/down the quantity of VNFs of the system 1000.

The NFVO 1012 may coordinate, authorize, release and engage resources ofthe NFVI 1004 in order to provide the requested service (e.g., toexecute an EPC function, component, or slice). The NM 1014 may provide apackage of end-user functions with the responsibility for the managementof a network, which may include network elements with VNFs,non-virtualized network functions, or both (management of the VNFs mayoccur via the EM 1010).

Devices/Components

FIG. 2 illustrates an example of infrastructure equipment 200 inaccordance with various exemplary embodiments. The infrastructureequipment 200 (or “system 200”) may be implemented as a base station,radio head, RAN node such as the RAN nodes 111 and/or WLAN node 106shown and described previously, application server(s) 130, and/or anyother element/device discussed herein. In other examples, the system 200could be implemented in or by a UE.

The system 200 includes application circuitry 205, baseband circuitry210, one or more radio front end modules (RFEMs) 215, memory circuitry220, power management integrated circuitry (PMIC) 225, power teecircuitry 230, network controller circuitry 235, network interfaceconnector 240, satellite positioning circuitry 245, and a user interface250. In some embodiments, the device 200 may include additional elementssuch as, for example, memory/storage, display, camera, sensor, orinput/output (I/O) interface. In other embodiments, the componentsdescribed below may be included in more than one device. For example,said circuitries may be separately included in more than one device forCRAN, vBBU, or other like implementations.

Application circuitry 205 includes circuitry such as, but not limited toone or more processors (or processor cores), cache memory, and one ormore of low drop-out voltage regulators (LDOs), interrupt controllers,serial interfaces such as SPI, I2C or universal programmable serialinterface module, real time clock (RTC), timer-counters includinginterval and watchdog timers, general purpose input/output (I/O or IO),memory card controllers such as Secure Digital (SD) MultiMediaCard (MMC)or similar, Universal Serial Bus (USB) interfaces, Mobile IndustryProcessor Interface (MIPI) interfaces and Joint Test Access Group (JTAG)test access ports. The processors (or cores) of the applicationcircuitry 205 may be coupled with or may include memory/storage elementsand may be configured to execute instructions stored in thememory/storage to enable various applications or operating systems torun on the system 200. In some implementations, the memory/storageelements may be on-chip memory circuitry, which may include any suitablevolatile and/or non-volatile memory, such as DRAM, SRAM, EPROM, EEPROM,Flash memory, solid-state memory, and/or any other type of memory devicetechnology, such as those discussed herein.

The processor(s) of application circuitry 205 may include, for example,one or more processor cores (CPUs), one or more application processors,one or more graphics processing units (GPUs), one or more reducedinstruction set computing (RISC) processors, one or more Acorn RISCMachine (ARM) processors, one or more complex instruction set computing(CISC) processors, one or more digital signal processors (DSP), one ormore FPGAs, one or more PLDs, one or more ASICs, one or moremicroprocessors or controllers, or any suitable combination thereof. Insome embodiments, the application circuitry 205 may comprise, or may be,a special-purpose processor/controller to operate according to thevarious embodiments herein. As examples, the processor(s) of applicationcircuitry 205 may include one or more Intel Pentium®, Core®, or Xeon®processor(s); Advanced Micro Devices (AMD) Ryzen® processor(s),Accelerated Processing Units (APUs), or Epyc® processors; ARM-basedprocessor(s) licensed from ARM Holdings, Ltd. such as the ARM Cortex-Afamily of processors and the ThunderX2® provided by Cavium™, Inc.; aMIPS-based design from MIPS Technologies, Inc. such as MIPS WarriorP-class processors; and/or the like. In some embodiments, the system 200may not utilize application circuitry 205, and instead may include aspecial-purpose processor/controller to process IP data received from anEPC or 5GC, for example.

In some implementations, the application circuitry 205 may include oneor more hardware accelerators, which may be microprocessors,programmable processing devices, or the like. The one or more hardwareaccelerators may include, for example, computer vision (CV) and/or deeplearning (DL) accelerators. As examples, the programmable processingdevices may be one or more a field-programmable devices (FPDs) such asfield-programmable gate arrays (FPGAs) and the like; programmable logicdevices (PLDs) such as complex PLDs (CPLDs), high-capacity PLDs(HCPLDs), and the like; ASICs such as structured ASICs and the like;programmable SoCs (PSoCs); and the like. In such implementations, thecircuitry of application circuitry 205 may comprise logic blocks orlogic fabric, and other interconnected resources that may be programmedto perform various functions, such as the procedures, methods,functions, etc. of the various embodiments discussed herein. In suchembodiments, the circuitry of application circuitry 205 may includememory cells (e.g., erasable programmable read-only memory (EPROM),electrically erasable programmable read-only memory (EEPROM), flashmemory, static memory (e.g., static random access memory (SRAM),anti-fuses, etc.)) used to store logic blocks, logic fabric, data, etc.in look-up-tables (LUTs) and the like.

The baseband circuitry 210 may be implemented, for example, as asolder-down substrate including one or more integrated circuits, asingle packaged integrated circuit soldered to a main circuit board or amulti-chip module containing two or more integrated circuits. Thevarious hardware electronic elements of baseband circuitry 210 arediscussed further below with regard to FIG. 4.

User interface circuitry 250 may include one or more user interfacesdesigned to enable user interaction with the system 200 or peripheralcomponent interfaces designed to enable peripheral component interactionwith the system 200. User interfaces may include, but are not limitedto, one or more physical or virtual buttons (e.g., a reset button), oneor more indicators (e.g., light emitting diodes (LEDs)), a physicalkeyboard or keypad, a mouse, a touchpad, a touchscreen, speakers orother audio emitting devices, microphones, a printer, a scanner, aheadset, a display screen or display device, etc. Peripheral componentinterfaces may include, but are not limited to, a nonvolatile memoryport, a universal serial bus (USB) port, an audio jack, a power supplyinterface, etc.

The radio front end modules (RFEMs) 215 may comprise a millimeter wave(mmWave) RFEM and one or more sub-mmWave radio frequency integratedcircuits (RFICs). In some implementations, the one or more sub-mmWaveRFICs may be physically separated from the mmWave RFEM. The RFICs mayinclude connections to one or more antennas or antenna arrays (see e.g.,antenna array 411 of FIG. 4), and the RFEM may be connected to multipleantennas. In alternative implementations, both mmWave and sub-mmWaveradio functions may be implemented in the same physical RFEM 215, whichincorporates both mmWave antennas and sub-mmWave.

The memory circuitry 220 may include one or more of volatile memoryincluding dynamic random access memory (DRAM) and/or synchronous dynamicrandom access memory (SDRAM), and nonvolatile memory (NVM) includinghigh-speed electrically erasable memory (commonly referred to as Flashmemory), phase change random access memory (PRAM), magnetoresistiverandom access memory (MRAM), etc., and may incorporate thethree-dimensional (3D) cross-point (XPOINT) memories from Intel® andMicron®. Memory circuitry 220 may be implemented as one or more ofsolder down packaged integrated circuits, socketed memory modules andplug-in memory cards.

The PMIC 225 may include voltage regulators, surge protectors, poweralarm detection circuitry, and one or more backup power sources such asa battery or capacitor. The power alarm detection circuitry may detectone or more of brown out (under-voltage) and surge (over-voltage)conditions. The power tee circuitry 230 may provide for electrical powerdrawn from a network cable to provide both power supply and dataconnectivity to the infrastructure equipment 200 using a single cable.

The network controller circuitry 235 may provide connectivity to anetwork using a standard network interface protocol such as Ethernet,Ethernet over GRE Tunnels, Ethernet over Multiprotocol Label Switching(MPLS), or some other suitable protocol. Network connectivity may beprovided to/from the infrastructure equipment 200 via network interfaceconnector 240 using a physical connection, which may be electrical(commonly referred to as a “copper interconnect”), optical, or wireless.The network controller circuitry 235 may include one or more dedicatedprocessors and/or FPGAs to communicate using one or more of theaforementioned protocols. In some implementations, the networkcontroller circuitry 235 may include multiple controllers to provideconnectivity to other networks using the same or different protocols.

The positioning circuitry 245 includes circuitry to receive and decodesignals transmitted/broadcasted by a positioning network of a globalnavigation satellite system (GNSS). Examples of navigation satelliteconstellations (or GNSS) include United States' Global PositioningSystem (GPS), Russia's Global Navigation System (GLONASS), the EuropeanUnion's Galileo system, China's BeiDou Navigation Satellite System, aregional navigation system or GNSS augmentation system (e.g., Navigationwith Indian Constellation (NAVIC), Japan's Quasi-Zenith Satellite System(QZSS), France's Doppler Orbitography and Radio-positioning Integratedby Satellite (DORIS), etc.), or the like. The positioning circuitry 245comprises various hardware elements (e.g., including hardware devicessuch as switches, filters, amplifiers, antenna elements, and the like tofacilitate OTA communications) to communicate with components of apositioning network, such as navigation satellite constellation nodes.In some embodiments, the positioning circuitry 245 may include aMicro-Technology for Positioning, Navigation, and Timing (Micro-PNT) ICthat uses a master timing clock to perform position tracking/estimationwithout GNSS assistance. The positioning circuitry 245 may also be partof, or interact with, the baseband circuitry 210 and/or RFEMs 215 tocommunicate with the nodes and components of the positioning network.The positioning circuitry 245 may also provide position data and/or timedata to the application circuitry 205, which may use the data tosynchronize operations with various infrastructure (e.g., RAN nodes 111,etc.), or the like.

The components shown by FIG. 2 may communicate with one another usinginterface circuitry, which may include any number of bus and/orinterconnect (IX) technologies such as industry standard architecture(ISA), extended ISA (EISA), peripheral component interconnect (PCI),peripheral component interconnect extended (PCIx), PCI express (PCIe),or any number of other technologies. The bus/IX may be a proprietarybus, for example, used in a SoC based system. Other bus/IX systems maybe included, such as an I2C interface, an SPI interface, point to pointinterfaces, and a power bus, among others.

FIG. 3 illustrates an example of a platform 300 (or “device 300”) inaccordance with various exemplary embodiments. In embodiments, thecomputer platform 300 may be suitable for use as UEs 101, applicationservers 130, and/or any other element/device discussed herein. Theplatform 300 may include any combinations of the components shown in theexample. The components of platform 300 may be implemented as integratedcircuits (ICs), portions thereof, discrete electronic devices, or othermodules, logic, hardware, software, firmware, or a combination thereofadapted in the computer platform 300, or as components otherwiseincorporated within a chassis of a larger system. The block diagram ofFIG. 3 is intended to show a high level view of components of thecomputer platform 300. However, some of the components shown may beomitted, additional components may be present, and different arrangementof the components shown may occur in other implementations.

Application circuitry 305 includes circuitry such as, but not limited toone or more processors (or processor cores), cache memory, and one ormore of LDOs, interrupt controllers, serial interfaces such as SPI, I2Cor universal programmable serial interface module, RTC, timer-countersincluding interval and watchdog timers, general purpose I/O, memory cardcontrollers such as SD MMC or similar, USB interfaces, MIPI interfaces,and JTAG test access ports. The processors (or cores) of the applicationcircuitry 305 may be coupled with or may include memory/storage elementsand may be configured to execute instructions stored in thememory/storage to enable various applications or operating systems torun on the system 300. In some implementations, the memory/storageelements may be on-chip memory circuitry, which may include any suitablevolatile and/or non-volatile memory, such as DRAM, SRAM, EPROM, EEPROM,Flash memory, solid-state memory, and/or any other type of memory devicetechnology, such as those discussed herein.

The processor(s) of application circuitry 305 may include, for example,one or more processor cores, one or more application processors, one ormore GPUs, one or more RISC processors, one or more ARM processors, oneor more CISC processors, one or more DSP, one or more FPGAs, one or morePLDs, one or more ASICs, one or more microprocessors or controllers, amultithreaded processor, an ultra-low voltage processor, an embeddedprocessor, some other known processing element, or any suitablecombination thereof. In some embodiments, the application circuitry 305may comprise, or may be, a special-purpose processor/controller tooperate according to the various embodiments herein.

As examples, the processor(s) of application circuitry 305 may includean Intel® Architecture Core™ based processor, such as a Quark™, anAtom™, an i3, an i5, an i7, or an MCU-class processor, or another suchprocessor available from Intel® Corporation, Santa Clara, Calif. Theprocessors of the application circuitry 305 may also be one or more ofAdvanced Micro Devices (AMD) Ryzen® processor(s) or AcceleratedProcessing Units (APUs); A5-A9 processor(s) from Apple® Inc.,Snapdragon™ processor(s) from Qualcomm® Technologies, Inc., TexasInstruments, Inc.® Open Multimedia Applications Platform (OMAP)™processor(s); a MIPS-based design from MIPS Technologies, Inc. such asMIPS Warrior M-class, Warrior I-class, and Warrior P-class processors;an ARM-based design licensed from ARM Holdings, Ltd., such as the ARMCortex-A, Cortex-R, and Cortex-M family of processors; or the like. Insome implementations, the application circuitry 305 may be a part of asystem on a chip (SoC) in which the application circuitry 305 and othercomponents are formed into a single integrated circuit, or a singlepackage, such as the Edison™ or Galileo™ SoC boards from Intel®Corporation.

Additionally or alternatively, application circuitry 305 may includecircuitry such as, but not limited to, one or more a field-programmabledevices (FPDs) such as FPGAs and the like; programmable logic devices(PLDs) such as complex PLDs (CPLDs), high-capacity PLDs (HCPLDs), andthe like; ASICs such as structured ASICs and the like; programmable SoCs(PSoCs); and the like. In such embodiments, the circuitry of applicationcircuitry 305 may comprise logic blocks or logic fabric, and otherinterconnected resources that may be programmed to perform variousfunctions, such as the procedures, methods, functions, etc. of thevarious embodiments discussed herein. In such embodiments, the circuitryof application circuitry 305 may include memory cells (e.g., erasableprogrammable read-only memory (EPROM), electrically erasableprogrammable read-only memory (EEPROM), flash memory, static memory(e.g., static random access memory (SRAM), anti-fuses, etc.)) used tostore logic blocks, logic fabric, data, etc. in look-up tables (LUTs)and the like.

The baseband circuitry 310 may be implemented, for example, as asolder-down substrate including one or more integrated circuits, asingle packaged integrated circuit soldered to a main circuit board or amulti-chip module containing two or more integrated circuits. Thevarious hardware electronic elements of baseband circuitry 310 arediscussed infra with regard to FIG. 4.

The RFEMs 315 may comprise a millimeter wave (mmWave) RFEM and one ormore sub-mmWave radio frequency integrated circuits (RFICs). In someimplementations, the one or more sub-mmWave RFICs may be physicallyseparated from the mmWave RFEM. The RFICs may include connections to oneor more antennas or antenna arrays (see e.g., antenna array 411 of FIG.4), and the RFEM may be connected to multiple antennas. In alternativeimplementations, both mmWave and sub-mmWave radio functions may beimplemented in the same physical RFEM 315, which incorporates bothmmWave antennas and sub-mmWave.

The memory circuitry 320 may include any number and type of memorydevices used to provide for a given amount of system memory. Asexamples, the memory circuitry 320 may include one or more of volatilememory including random access memory (RAM), dynamic RAM (DRAM) and/orsynchronous dynamic RAM (SDRAM), and nonvolatile memory (NVM) includinghigh-speed electrically erasable memory (commonly referred to as Flashmemory), phase change random access memory (PRAM), magnetoresistiverandom access memory (MRAM), etc. The memory circuitry 320 may bedeveloped in accordance with a Joint Electron Devices EngineeringCouncil (JEDEC) low power double data rate (LPDDR)-based design, such asLPDDR2, LPDDR3, LPDDR4, or the like. Memory circuitry 320 may beimplemented as one or more of solder down packaged integrated circuits,single die package (SDP), dual die package (DDP) or quad die package(Q17P), socketed memory modules, dual inline memory modules (DIMMs)including microDIMMs or MiniDIMMs, and/or soldered onto a motherboardvia a ball grid array (BGA). In low power implementations, the memorycircuitry 320 may be on-die memory or registers associated with theapplication circuitry 305. To provide for persistent storage ofinformation such as data, applications, operating systems and so forth,memory circuitry 320 may include one or more mass storage devices, whichmay include, inter alia, a solid state disk drive (SSDD), hard diskdrive (HDD), a micro HDD, resistance change memories, phase changememories, holographic memories, or chemical memories, among others. Forexample, the computer platform 300 may incorporate the three-dimensional(3D) cross-point (XPOINT) memories from Intel® and Micron®.

Removable memory circuitry 323 may include devices, circuitry,enclosures/housings, ports or receptacles, etc. used to couple portabledata storage devices with the platform 300. These portable data storagedevices may be used for mass storage purposes, and may include, forexample, flash memory cards (e.g., Secure Digital (SD) cards, microSDcards, xD picture cards, and the like), and USB flash drives, opticaldiscs, external HDDs, and the like.

The platform 300 may also include interface circuitry (not shown) thatis used to connect external devices with the platform 300. The externaldevices connected to the platform 300 via the interface circuitryinclude sensor circuitry 321 and electro-mechanical components (EMCs)322, as well as removable memory devices coupled to removable memorycircuitry 323.

The sensor circuitry 321 include devices, modules, or subsystems whosepurpose is to detect events or changes in its environment and send theinformation (sensor data) about the detected events to some other adevice, module, subsystem, etc. Examples of such sensors include, interalia, inertia measurement units (IMUs) comprising accelerometers,gyroscopes, and/or magnetometers; microelectromechanical systems (MEMS)or nanoelectromechanical systems (NEMS) comprising 3-axisaccelerometers, 3-axis gyroscopes, and/or magnetometers; level sensors;flow sensors; temperature sensors (e.g., thermistors); pressure sensors;barometric pressure sensors; gravimeters; altimeters; image capturedevices (e.g., cameras or lensless apertures); light detection andranging (LiDAR) sensors; proximity sensors (e.g., infrared radiationdetector and the like), depth sensors, ambient light sensors, ultrasonictransceivers; microphones or other like audio capture devices; etc.

EMCs 322 include devices, modules, or subsystems whose purpose is toenable platform 300 to change its state, position, and/or orientation,or move or control a mechanism or (sub)system. Additionally, EMCs 322may be configured to generate and send messages/signaling to othercomponents of the platform 300 to indicate a current state of the EMCs322. Examples of the EMCs 322 include one or more power switches, relaysincluding electromechanical relays (EMRs) and/or solid state relays(SSRs), actuators (e.g., valve actuators, etc.), an audible soundgenerator, a visual warning device, motors (e.g., DC motors, steppermotors, etc.), wheels, thrusters, propellers, claws, clamps, hooks,and/or other like electro-mechanical components. In embodiments,platform 300 is configured to operate one or more EMCs 322 based on oneor more captured events and/or instructions or control signals receivedfrom a service provider and/or various clients.

In some implementations, the interface circuitry may connect theplatform 300 with positioning circuitry 345. The positioning circuitry345 includes circuitry to receive and decode signalstransmitted/broadcasted by a positioning network of a GNSS. Examples ofnavigation satellite constellations (or GNSS) include United States'GPS, Russia's GLONASS, the European Union's Galileo system, China'sBeiDou Navigation Satellite System, a regional navigation system or GNSSaugmentation system (e.g., NAVIC), Japan's QZSS, France's DORIS, etc.),or the like. The positioning circuitry 345 comprises various hardwareelements (e.g., including hardware devices such as switches, filters,amplifiers, antenna elements, and the like to facilitate OTAcommunications) to communicate with components of a positioning network,such as navigation satellite constellation nodes. In some embodiments,the positioning circuitry 345 may include a Micro-PNT IC that uses amaster timing clock to perform position tracking/estimation without GNSSassistance. The positioning circuitry 345 may also be part of, orinteract with, the baseband circuitry 310 and/or RFEMs 315 tocommunicate with the nodes and components of the positioning network.The positioning circuitry 345 may also provide position data and/or timedata to the application circuitry 305, which may use the data tosynchronize operations with various infrastructure (e.g., radio basestations), for turn-by-turn navigation applications, or the like.

In some implementations, the interface circuitry may connect theplatform 300 with Near-Field Communication (NFC) circuitry 340. NFCcircuitry 340 is configured to provide contactless, short-rangecommunications based on radio frequency identification (RFID) standards,wherein magnetic field induction is used to enable communication betweenNFC circuitry 340 and NFC-enabled devices external to the platform 300(e.g., an “NFC touchpoint”). NFC circuitry 340 comprises an NFCcontroller coupled with an antenna element and a processor coupled withthe NFC controller. The NFC controller may be a chip/IC providing NFCfunctionalities to the NFC circuitry 340 by executing NFC controllerfirmware and an NFC stack. The NFC stack may be executed by theprocessor to control the NFC controller, and the NFC controller firmwaremay be executed by the NFC controller to control the antenna element toemit short-range RF signals. The RF signals may power a passive NFC tag(e.g., a microchip embedded in a sticker or wristband) to transmitstored data to the NFC circuitry 340, or initiate data transfer betweenthe NFC circuitry 340 and another active NFC device (e.g., a smartphoneor an NFC-enabled POS terminal) that is proximate to the platform 300.

The driver circuitry 346 may include software and hardware elements thatoperate to control particular devices that are embedded in the platform300, attached to the platform 300, or otherwise communicatively coupledwith the platform 300. The driver circuitry 346 may include individualdrivers allowing other components of the platform 300 to interact withor control various input/output (I/O) devices that may be presentwithin, or connected to, the platform 300. For example, driver circuitry346 may include a display driver to control and allow access to adisplay device, a touchscreen driver to control and allow access to atouchscreen interface of the platform 300, sensor drivers to obtainsensor readings of sensor circuitry 321 and control and allow access tosensor circuitry 321, EMC drivers to obtain actuator positions of theEMCs 322 and/or control and allow access to the EMCs 322, a cameradriver to control and allow access to an embedded image capture device,audio drivers to control and allow access to one or more audio devices.

The power management integrated circuitry (PMIC) 325 (also referred toas “power management circuitry 325”) may manage power provided tovarious components of the platform 300. In particular, with respect tothe baseband circuitry 310, the PMIC 325 may control power-sourceselection, voltage scaling, battery charging, or DC-to-DC conversion.The PMIC 325 may often be included when the platform 300 is capable ofbeing powered by a battery 330, for example, when the device is includedin a UE 101, 701 or 801.

In some embodiments, the PMIC 325 may control, or otherwise be part of,various power saving mechanisms of the platform 300. For example, if theplatform 300 is in an RRC_Connected state, where it is still connectedto the RAN node as it expects to receive traffic shortly, then it mayenter a state known as Discontinuous Reception Mode (DRX) after a periodof inactivity. During this state, the platform 300 may power down forbrief intervals of time and thus save power. If there is no data trafficactivity for an extended period of time, then the platform 300 maytransition off to an RRC_Idle state, where it disconnects from thenetwork and does not perform operations such as channel qualityfeedback, handover, etc. The platform 300 goes into a very low powerstate and it performs paging where again it periodically wakes up tolisten to the network and then powers down again. The platform 300 maynot receive data in this state; in order to receive data, it musttransition back to RRC_Connected state. An additional power saving modemay allow a device to be unavailable to the network for periods longerthan a paging interval (ranging from seconds to a few hours). Duringthis time, the device is totally unreachable to the network and maypower down completely. Any data sent during this time incurs a largedelay and it is assumed the delay is acceptable.

A battery 330 may power the platform 300, although in some examples theplatform 300 may be mounted deployed in a fixed location and may have apower supply coupled to an electrical grid. The battery 330 may be alithium ion battery, a metal-air battery, such as a zinc-air battery, analuminum-air battery, a lithium-air battery, and the like. In someimplementations, such as in V2X applications, the battery 330 may be atypical lead-acid automotive battery.

In some implementations, the battery 330 may be a “smart battery,” whichincludes or is coupled with a Battery Management System (BMS) or batterymonitoring integrated circuitry. The BMS may be included in the platform300 to track the state of charge (SoCh) of the battery 330. The BMS maybe used to monitor other parameters of the battery 330 to providefailure predictions, such as the state of health (SoH) and the state offunction (SoF) of the battery 330. The BMS may communicate theinformation of the battery 330 to the application circuitry 305 or othercomponents of the platform 300. The BMS may also include ananalog-to-digital (ADC) convertor that allows the application circuitry305 to directly monitor the voltage of the battery 330 or the currentflow from the battery 330. The battery parameters may be used todetermine actions that the platform 300 may perform, such astransmission frequency, network operation, sensing frequency, and thelike.

A power block, or other power supply coupled to an electrical grid maybe coupled with the BMS to charge the battery 330. In some examples, thepower block may be replaced with a wireless power receiver to obtain thepower wirelessly, for example, through a loop antenna in the computerplatform 300. In these examples, a wireless battery charging circuit maybe included in the BMS. The specific charging circuits chosen may dependon the size of the battery 330, and thus, the current required. Thecharging may be performed using the Airfuel standard promulgated by theAirfuel Alliance, the Qi wireless charging standard promulgated by theWireless Power Consortium, or the Rezence charging standard promulgatedby the Alliance for Wireless Power, among others.

User interface circuitry 350 includes various input/output (I/O) devicespresent within, or connected to, the platform 300, and includes one ormore user interfaces designed to enable user interaction with theplatform 300 and/or peripheral component interfaces designed to enableperipheral component interaction with the platform 300. The userinterface circuitry 350 includes input device circuitry and outputdevice circuitry. Input device circuitry includes any physical orvirtual means for accepting an input including, inter alia, one or morephysical or virtual buttons (e.g., a reset button), a physical keyboard,keypad, mouse, touchpad, touchscreen, microphones, scanner, headset,and/or the like. The output device circuitry includes any physical orvirtual means for showing information or otherwise conveyinginformation, such as sensor readings, actuator position(s), or otherlike information. Output device circuitry may include any number and/orcombinations of audio or visual display, including, inter alia, one ormore simple visual outputs/indicators (e.g., binary status indicators(e.g., light emitting diodes (LEDs)) and multi-character visual outputs,or more complex outputs such as display devices or touchscreens (e.g.,Liquid Chrystal Displays (LCD), LED displays, quantum dot displays,projectors, etc.), with the output of characters, graphics, multimediaobjects, and the like being generated or produced from the operation ofthe platform 300. The output device circuitry may also include speakersor other audio emitting devices, printer(s), and/or the like. In someembodiments, the sensor circuitry 321 may be used as the input devicecircuitry (e.g., an image capture device, motion capture device, or thelike) and one or more EMCs may be used as the output device circuitry(e.g., an actuator to provide haptic feedback or the like). In anotherexample, NFC circuitry comprising an NFC controller coupled with anantenna element and a processing device may be included to readelectronic tags and/or connect with another NFC-enabled device.Peripheral component interfaces may include, but are not limited to, anon-volatile memory port, a USB port, an audio jack, a power supplyinterface, etc.

Although not shown, the components of platform 300 may communicate withone another using a suitable bus or interconnect (IX) technology, whichmay include any number of technologies, including ISA, EISA, PCI, PCIx,PCIe, a Time-Trigger Protocol (TTP) system, a FlexRay system, or anynumber of other technologies. The bus/IX may be a proprietary bus/IX,for example, used in a SoC based system. Other bus/IX systems may beincluded, such as an I2C interface, an SPI interface, point-to-pointinterfaces, and a power bus, among others.

FIG. 4 illustrates example components of baseband circuitry 410 andradio front end modules (RFEM) 415 in accordance with various exemplaryembodiments. The baseband circuitry 410 corresponds to the basebandcircuitry 210 and 310 of FIGS. 2 and 3, respectively. The RFEM 415corresponds to the RFEM 215 and 315 of FIGS. 2 and 3, respectively. Asshown, the RFEMs 415 may include Radio Frequency (RF) circuitry 406,front-end module (FEM) circuitry 408, antenna array 411 coupled togetherat least as shown.

The baseband circuitry 410 includes circuitry and/or control logicconfigured to carry out various radio/network protocol and radio controlfunctions that enable communication with one or more radio networks viathe RF circuitry 406. The radio control functions may include, but arenot limited to, signal modulation/demodulation, encoding/decoding, radiofrequency shifting, etc. In some embodiments, modulation/demodulationcircuitry of the baseband circuitry 410 may include Fast-FourierTransform (FFT), preceding, or constellation mapping/demappingfunctionality. In some embodiments, encoding/decoding circuitry of thebaseband circuitry 410 may include convolution, tail-biting convolution,turbo, Viterbi, or Low Density Parity Check (LDPC) encoder/decoderfunctionality. Embodiments of modulation/demodulation andencoder/decoder functionality are not limited to these examples and mayinclude other suitable functionality in other embodiments. The basebandcircuitry 410 is configured to process baseband signals received from areceive signal path of the RF circuitry 406 and to generate basebandsignals for a transmit signal path of the RF circuitry 406. The basebandcircuitry 410 is configured to interface with application circuitry205/305 (see FIGS. 2 and 3) for generation and processing of thebaseband signals and for controlling operations of the RF circuitry 406.The baseband circuitry 410 may handle various radio control functions.

The aforementioned circuitry and/or control logic of the basebandcircuitry 410 may include one or more single or multi-core processors.For example, the one or more processors may include a 3G basebandprocessor 404A, a 4G/LTE baseband processor 404B, a 5G/NR basebandprocessor 404C, or some other baseband processor(s) 404D for otherexisting generations, generations in development or to be developed inthe future (e.g., sixth generation (6G), etc.). In other embodiments,some or all of the functionality of baseband processors 404A-D may beincluded in modules stored in the memory 404G and executed via a CentralProcessing Unit (CPU) 404E. In other embodiments, some or all of thefunctionality of baseband processors 404A-D may be provided as hardwareaccelerators (e.g., FPGAs, ASICs, etc.) loaded with the appropriate bitstreams or logic blocks stored in respective memory cells. In variousembodiments, the memory 404G may store program code of a real-time OS(RTOS), which when executed by the CPU 404E (or other basebandprocessor), is to cause the CPU 404E (or other baseband processor) tomanage resources of the baseband circuitry 410, schedule tasks, etc.Examples of the RTOS may include Operating System Embedded (OSE)™provided by Enea®, Nucleus RTOS™ provided by Mentor Graphics®, VersatileReal-Time Executive (VRTX) provided by Mentor Graphics®, ThreadX™provided by Express Logic®, FreeRTOS, REX OS provided by Qualcomm®, OKL4provided by Open Kernel (OK) Labs®, or any other suitable RTOS, such asthose discussed herein. In addition, the baseband circuitry 410 includesone or more audio digital signal processor(s) (DSP) 404F. The audioDSP(s) 404F include elements for compression/decompression and echocancellation and may include other suitable processing elements in otherembodiments.

In some embodiments, each of the processors 404A-404E include respectivememory interfaces to send/receive data to/from the memory 404G. Thebaseband circuitry 410 may further include one or more interfaces tocommunicatively couple to other circuitries/devices, such as aninterface to send/receive data to/from memory external to the basebandcircuitry 410; an application circuitry interface to send/receive datato/from the application circuitry 205/305 of FIGS. 2-3); an RF circuitryinterface to send/receive data to/from RF circuitry 406 of FIG. 4; awireless hardware connectivity interface to send/receive data to/fromone or more wireless hardware elements (e.g., Near Field Communication(NFC) components, Bluetooth®/Bluetooth® Low Energy components, Wi-Fi®components, and/or the like); and a power management interface tosend/receive power or control signals to/from the PMIC 325.

In alternate embodiments (which may be combined with the above describedembodiments), baseband circuitry 410 comprises one or more digitalbaseband systems, which are coupled with one another via an interconnectsubsystem and to a CPU subsystem, an audio subsystem, and an interfacesubsystem. The digital baseband subsystems may also be coupled to adigital baseband interface and a mixed-signal baseband subsystem viaanother interconnect subsystem. Each of the interconnect subsystems mayinclude a bus system, point-to-point connections, network-on-chip (NOC)structures, and/or some other suitable bus or interconnect technology,such as those discussed herein. The audio subsystem may include DSPcircuitry, buffer memory, program memory, speech processing acceleratorcircuitry, data converter circuitry such as analog-to-digital anddigital-to-analog converter circuitry, analog circuitry including one ormore of amplifiers and filters, and/or other like components. In anaspect of the present disclosure, baseband circuitry 410 may includeprotocol processing circuitry with one or more instances of controlcircuitry (not shown) to provide control functions for the digitalbaseband circuitry and/or radio frequency circuitry (e.g., the radiofront end modules 415).

Although not shown by FIG. 4, in some embodiments, the basebandcircuitry 410 includes individual processing device(s) to operate one ormore wireless communication protocols (e.g., a “multi-protocol basebandprocessor” or “protocol processing circuitry”) and individual processingdevice(s) to implement PHY layer functions. In these embodiments, thePHY layer functions include the aforementioned radio control functions.In these embodiments, the protocol processing circuitry operates orimplements various protocol layers/entities of one or more wirelesscommunication protocols. In a first example, the protocol processingcircuitry may operate LTE protocol entities and/or 5G/NR protocolentities when the baseband circuitry 410 and/or RF circuitry 406 arepart of mmWave communication circuitry or some other suitable cellularcommunication circuitry. In the first example, the protocol processingcircuitry would operate MAC, RLC, PDCP, SDAP, RRC, and NAS functions. Ina second example, the protocol processing circuitry may operate one ormore IEEE-based protocols when the baseband circuitry 410 and/or RFcircuitry 406 are part of a Wi-Fi communication system. In the secondexample, the protocol processing circuitry would operate Wi-Fi MAC andlogical link control (LLC) functions. The protocol processing circuitrymay include one or more memory structures (e.g., 404G) to store programcode and data for operating the protocol functions, as well as one ormore processing cores to execute the program code and perform variousoperations using the data. The baseband circuitry 410 may also supportradio communications for more than one wireless protocol.

The various hardware elements of the baseband circuitry 410 discussedherein may be implemented, for example, as a solder-down substrateincluding one or more integrated circuits (ICs), a single packaged ICsoldered to a main circuit board or a multi-chip module containing twoor more ICs. In one example, the components of the baseband circuitry410 may be suitably combined in a single chip or chipset or disposed ona same circuit board. In another example, some or all of the constituentcomponents of the baseband circuitry 410 and RF circuitry 406 may beimplemented together such as, for example, a system on a chip (SoC) orSystem-in-Package (SiP). In another example, some or all of theconstituent components of the baseband circuitry 410 may be implementedas a separate SoC that is communicatively coupled with and RF circuitry406 (or multiple instances of RF circuitry 406). In yet another example,some or all of the constituent components of the baseband circuitry 410and the application circuitry 205/305 may be implemented together asindividual SoCs mounted to a same circuit board (e.g., a “multi-chippackage”).

In some embodiments, the baseband circuitry 410 may provide forcommunication compatible with one or more radio technologies. Forexample, in some embodiments, the baseband circuitry 410 may supportcommunication with an E-UTRAN or other WMAN, a WLAN, a WPAN. Embodimentsin which the baseband circuitry 410 is configured to support radiocommunications of more than one wireless protocol may be referred to asmulti-mode baseband circuitry.

RF circuitry 406 may enable communication with wireless networks usingmodulated electromagnetic radiation through a non-solid medium. Invarious embodiments, the RF circuitry 406 may include switches, filters,amplifiers, etc. to facilitate the communication with the wirelessnetwork. RF circuitry 406 may include a receive signal path, which mayinclude circuitry to down-convert RF signals received from the FEMcircuitry 408 and provide baseband signals to the baseband circuitry410. RF circuitry 406 may also include a transmit signal path, which mayinclude circuitry to up-convert baseband signals provided by thebaseband circuitry 410 and provide RF output signals to the FEMcircuitry 408 for transmission.

In some embodiments, the receive signal path of the RF circuitry 406 mayinclude mixer circuitry 406 a, amplifier circuitry 406 b and filtercircuitry 406 c. In some embodiments, the transmit signal path of the RFcircuitry 406 may include filter circuitry 406 c and mixer circuitry 406a. RF circuitry 406 may also include synthesizer circuitry 406 d forsynthesizing a frequency for use by the mixer circuitry 406 a of thereceive signal path and the transmit signal path. In some embodiments,the mixer circuitry 406 a of the receive signal path may be configuredto down-convert RF signals received from the FEM circuitry 408 based onthe synthesized frequency provided by synthesizer circuitry 406 d. Theamplifier circuitry 406 b may be configured to amplify thedown-converted signals and the filter circuitry 406 c may be a low-passfilter (LPF) or band-pass filter (BPF) configured to remove unwantedsignals from the down-converted signals to generate output basebandsignals. Output baseband signals may be provided to the basebandcircuitry 410 for further processing. In some embodiments, the outputbaseband signals may be zero-frequency baseband signals, although thisis not a requirement. In some embodiments, mixer circuitry 406 a of thereceive signal path may comprise passive mixers, although the scope ofthe embodiments is not limited in this respect.

In some embodiments, the mixer circuitry 406 a of the transmit signalpath may be configured to up-convert input baseband signals based on thesynthesized frequency provided by the synthesizer circuitry 406 d togenerate RF output signals for the FEM circuitry 408. The basebandsignals may be provided by the baseband circuitry 410 and may befiltered by filter circuitry 406 c.

In some embodiments, the mixer circuitry 406 a of the receive signalpath and the mixer circuitry 406 a of the transmit signal path mayinclude two or more mixers and may be arranged for quadraturedownconversion and upconversion, respectively. In some embodiments, themixer circuitry 406 a of the receive signal path and the mixer circuitry406 a of the transmit signal path may include two or more mixers and maybe arranged for image rejection (e.g., Hartley image rejection). In someembodiments, the mixer circuitry 406 a of the receive signal path andthe mixer circuitry 406 a of the transmit signal path may be arrangedfor direct downconversion and direct upconversion, respectively. In someembodiments, the mixer circuitry 406 a of the receive signal path andthe mixer circuitry 406 a of the transmit signal path may be configuredfor super-heterodyne operation.

In some embodiments, the output baseband signals and the input basebandsignals may be analog baseband signals, although the scope of theembodiments is not limited in this respect. In some alternateembodiments, the output baseband signals and the input baseband signalsmay be digital baseband signals. In these alternate embodiments, the RFcircuitry 406 may include analog-to-digital converter (ADC) anddigital-to-analog converter (DAC) circuitry and the baseband circuitry410 may include a digital baseband interface to communicate with the RFcircuitry 406.

In some dual-mode embodiments, a separate radio IC circuitry may beprovided for processing signals for each spectrum, although the scope ofthe embodiments is not limited in this respect.

In some embodiments, the synthesizer circuitry 406 d may be afractional-N synthesizer or a fractional N/N+1 synthesizer, although thescope of the embodiments is not limited in this respect as other typesof frequency synthesizers may be suitable. For example, synthesizercircuitry 406 d may be a delta-sigma synthesizer, a frequencymultiplier, or a synthesizer comprising a phase-locked loop with afrequency divider.

The synthesizer circuitry 406 d may be configured to synthesize anoutput frequency for use by the mixer circuitry 406 a of the RFcircuitry 406 based on a frequency input and a divider control input. Insome embodiments, the synthesizer circuitry 406 d may be a fractionalN/N+1 synthesizer.

In some embodiments, frequency input may be provided by a voltagecontrolled oscillator (VCO), although that is not a requirement. Dividercontrol input may be provided by either the baseband circuitry 410 orthe application circuitry 205/305 depending on the desired outputfrequency. In some embodiments, a divider control input (e.g., N) may bedetermined from a look-up table based on a channel indicated by theapplication circuitry 205/305.

Synthesizer circuitry 406 d of the RF circuitry 406 may include adivider, a delay-locked loop (DLL), a multiplexer and a phaseaccumulator. In some embodiments, the divider may be a dual modulusdivider (DMD) and the phase accumulator may be a digital phaseaccumulator (DPA). In some embodiments, the DMD may be configured todivide the input signal by either N or N+1 (e.g., based on a carry out)to provide a fractional division ratio. In some example embodiments, theDLL may include a set of cascaded, tunable, delay elements, a phasedetector, a charge pump and a D-type flip-flop. In these embodiments,the delay elements may be configured to break a VCO period up into Ndequal packets of phase, where Nd is the number of delay elements in thedelay line. In this way, the DLL provides negative feedback to helpensure that the total delay through the delay line is one VCO cycle.

In some embodiments, synthesizer circuitry 406 d may be configured togenerate a carrier frequency as the output frequency, while in otherembodiments, the output frequency may be a multiple of the carrierfrequency (e.g., twice the carrier frequency, four times the carrierfrequency) and used in conjunction with quadrature generator and dividercircuitry to generate multiple signals at the carrier frequency withmultiple different phases with respect to each other. In someembodiments, the output frequency may be a LO frequency (fLO). In someembodiments, the RF circuitry 406 may include an IQ/polar converter.

FEM circuitry 408 may include a receive signal path, which may includecircuitry configured to operate on RF signals received from antennaarray 411, amplify the received signals and provide the amplifiedversions of the received signals to the RF circuitry 406 for furtherprocessing. FEM circuitry 408 may also include a transmit signal path,which may include circuitry configured to amplify signals fortransmission provided by the RF circuitry 406 for transmission by one ormore of antenna elements of antenna array 411. In various embodiments,the amplification through the transmit or receive signal paths may bedone solely in the RF circuitry 406, solely in the FEM circuitry 408, orin both the RF circuitry 406 and the FEM circuitry 408.

In some embodiments, the FEM circuitry 408 may include a TX/RX switch toswitch between transmit mode and receive mode operation. The FEMcircuitry 408 may include a receive signal path and a transmit signalpath. The receive signal path of the FEM circuitry 408 may include anLNA to amplify received RF signals and provide the amplified received RFsignals as an output (e.g., to the RF circuitry 406). The transmitsignal path of the FEM circuitry 408 may include a power amplifier (PA)to amplify input RF signals (e.g., provided by RF circuitry 406), andone or more filters to generate RF signals for subsequent transmissionby one or more antenna elements of the antenna array 411.

The antenna array 411 comprises one or more antenna elements, each ofwhich is configured convert electrical signals into radio waves totravel through the air and to convert received radio waves intoelectrical signals. For example, digital baseband signals provided bythe baseband circuitry 410 is converted into analog RF signals (e.g.,modulated waveform) that will be amplified and transmitted via theantenna elements of the antenna array 411 including one or more antennaelements (not shown). The antenna elements may be omnidirectional,direction, or a combination thereof. The antenna elements may be formedin a multitude of arranges as are known and/or discussed herein. Theantenna array 411 may comprise microstrip antennas or printed antennasthat are fabricated on the surface of one or more printed circuitboards. The antenna array 411 may be formed in as a patch of metal foil(e.g., a patch antenna) in a variety of shapes, and may be coupled withthe RF circuitry 406 and/or FEM circuitry 408 using metal transmissionlines or the like.

Processors of the application circuitry 205/305 and processors of thebaseband circuitry 410 may be used to execute elements of one or moreinstances of a protocol stack. For example, processors of the basebandcircuitry 410, alone or in combination, may be used execute Layer 3,Layer 2, or Layer 1 functionality, while processors of the applicationcircuitry 205/305 may utilize data (e.g., packet data) received fromthese layers and further execute Layer 4 functionality (e.g., TCP andUDP layers). As referred to herein, Layer 3 may comprise a RRC layer,described in further detail below. As referred to herein, Layer 2 maycomprise a MAC layer, an RLC layer, and a PDCP layer, described infurther detail below. As referred to herein, Layer 1 may comprise a PHYlayer of a UE/RAN node, described in further detail below.

FIG. 5 is a block diagram illustrating components, according to someexample embodiments, able to read instructions from a machine-readableor computer-readable medium (e.g., a non-transitory machine-readablestorage medium) and perform any one or more of the methodologiesdiscussed herein. Specifically, FIG. 5 shows a diagrammaticrepresentation of hardware resources 500 including one or moreprocessors (or processor cores) 510, one or more memory/storage devices520, and one or more communication resources 530, each of which may becommunicatively coupled via a bus 540. For embodiments where nodevirtualization (e.g., NFV) is utilized, a hypervisor 502 may be executedto provide an execution environment for one or more networkslices/sub-slices to utilize the hardware resources 500.

The processors 510 may include, for example, a processor 512 and aprocessor 514. The processor(s) 510 may be, for example, a centralprocessing unit (CPU), a reduced instruction set computing (RISC)processor, a complex instruction set computing (CISC) processor, agraphics processing unit (GPU), a DSP such as a baseband processor, anASIC, an FPGA, a radio-frequency integrated circuit (RFIC), anotherprocessor (including those discussed herein), or any suitablecombination thereof.

The memory/storage devices 520 may include main memory, disk storage, orany suitable combination thereof. The memory/storage devices 520 mayinclude, but are not limited to, any type of volatile or nonvolatilememory such as dynamic random access memory (DRAM), static random accessmemory (SRAM), erasable programmable read-only memory (EPROM),electrically erasable programmable read-only memory (EEPROM), Flashmemory, solid-state storage, etc.

The communication resources 530 may include interconnection or networkinterface components or other suitable devices to communicate with oneor more peripheral devices 504 or one or more databases 506 via anetwork 508. For example, the communication resources 530 may includewired communication components (e.g., for coupling via USB), cellularcommunication components, NFC components, Bluetooth® (or Bluetooth® LowEnergy) components, Wi-Fi® components, and other communicationcomponents.

Instructions 550 may comprise software, a program, an application, anapplet, an app, or other executable code for causing at least any of theprocessors 510 to perform any one or more of the methodologies discussedherein. The instructions 550 may reside, completely or partially, withinat least one of the processors 510 (e.g., within the processor's cachememory), the memory/storage devices 520, or any suitable combinationthereof. Furthermore, any portion of the instructions 550 may betransferred to the hardware resources 500 from any combination of theperipheral devices 504 or the databases 506. Accordingly, the memory ofprocessors 510, the memory/storage devices 520, the peripheral devices504, and the databases 506 are examples of computer-readable andmachine-readable media.

Protocol Layers

FIG. 6 illustrates various protocol functions that may be implemented ina wireless communication device according to various exemplaryembodiments. In particular, FIG. 6 includes an arrangement 600 showinginterconnections between various protocol layers/entities. The followingdescription of FIG. 6 is provided for various protocol layers/entitiesthat operate in conjunction with the 5G/NR system standards and LTEsystem standards, but some or all of the aspects of FIG. 6 may beapplicable to other wireless communication network systems as well.

The protocol layers of arrangement 600 may include one or more of PHY610, MAC 620, RLC 630, PDCP 640, SDAP 647, RRC 655, and NAS layer 657,in addition to other higher layer functions not illustrated. Theprotocol layers may include one or more service access points (SAPs)(e.g., items 659, 656, 650, 649, 645, 635, 625, and 615 in FIG. 6) thatmay provide communication between two or more protocol layers.

The PHY 610 may transmit and receive physical layer signals 605 that maybe received from or transmitted to one or more other communicationdevices. The physical layer signals 605 may comprise one or morephysical channels, such as those discussed herein. The PHY 610 mayfurther perform link adaptation or adaptive modulation and coding (AMC),power control, cell search (e.g., for initial synchronization andhandover purposes), and other measurements used by higher layers, suchas the RRC 655. The PHY 610 may still further perform error detection onthe transport channels, forward error correction (FEC) coding/decodingof the transport channels, modulation/demodulation of physical channels,interleaving, rate matching, mapping onto physical channels, and MIMOantenna processing. In embodiments, an instance of PHY 610 may processrequests from and provide indications to an instance of MAC 620 via oneor more PHY-SAP 615. According to some embodiments, requests andindications communicated via PHY-SAP 615 may comprise one or moretransport channels.

Instance(s) of MAC 620 may process requests from, and provideindications to, an instance of RLC 630 via one or more MAC-SAPs 625.These requests and indications communicated via the MAC-SAP 625 maycomprise one or more logical channels. The MAC 620 may perform mappingbetween the logical channels and transport channels, multiplexing of MACSDUs from one or more logical channels onto TBs to be delivered to PHY610 via the transport channels, de-multiplexing MAC SDUs to one or morelogical channels from TBs delivered from the PHY 610 via transportchannels, multiplexing MAC SDUs onto TBs, scheduling informationreporting, error correction through HARQ, and logical channelprioritization.

Instance(s) of RLC 630 may process requests from and provide indicationsto an instance of PDCP 640 via one or more radio link control serviceaccess points (RLC-SAP) 635. These requests and indications communicatedvia RLC-SAP 635 may comprise one or more RLC channels. The RLC 630 mayoperate in a plurality of modes of operation, including: TransparentMode™, Unacknowledged Mode (UM), and Acknowledged Mode (AM). The RLC 630may execute transfer of upper layer protocol data units (PDUs), errorcorrection through automatic repeat request (ARQ) for AM data transfers,and concatenation, segmentation and reassembly of RLC SDUs for UM and AMdata transfers. The RLC 630 may also execute re-segmentation of RLC dataPDUs for AM data transfers, reorder RLC data PDUs for UM and AM datatransfers, detect duplicate data for UM and AM data transfers, discardRLC SDUs for UM and AM data transfers, detect protocol errors for AMdata transfers, and perform RLC re-establishment.

Instance(s) of PDCP 640 may process requests from and provideindications to instance(s) of RRC 655 and/or instance(s) of SDAP 647 viaone or more packet data convergence protocol service access points(PDCP-SAP) 645. These requests and indications communicated via PDCP-SAP645 may comprise one or more radio bearers. The PDCP 640 may executeheader compression and decompression of IP data, maintain PDCP SequenceNumbers (SNs), perform in-sequence delivery of upper layer PDUs atre-establishment of lower layers, eliminate duplicates of lower layerSDUs at re-establishment of lower layers for radio bearers mapped on RLCAM, cipher and decipher control plane data, perform integrity protectionand integrity verification of control plane data, control timer-baseddiscard of data, and perform security operations (e.g., ciphering,deciphering, integrity protection, integrity verification, etc.).

Instance(s) of SDAP 647 may process requests from and provideindications to one or more higher layer protocol entities via one ormore SDAP-SAP 649. These requests and indications communicated viaSDAP-SAP 649 may comprise one or more QoS flows. The SDAP 647 may mapQoS flows to DRBs, and vice versa, and may also mark QFIs in DL and ULpackets. A single SDAP entity 647 may be configured for an individualPDU session. In the UL direction, the 5G NR-RAN 110 may control themapping of QoS Flows to DRB(s) in two different ways, reflective mappingor explicit mapping. For reflective mapping, the SDAP 647 of a UE 101may monitor the QFIs of the DL packets for each DRB and may apply thesame mapping for packets flowing in the UL direction. For a DRB, theSDAP 647 of the UE 101 may map the UL packets belonging to the QoSflows(s) corresponding to the QoS flow ID(s) and PDU session observed inthe DL packets for that DRB. To enable reflective mapping, the 5G NR-RAN110 may mark DL packets over the Uu interface with a QoS flow ID. Theexplicit mapping may involve the RRC 655 configuring the SDAP 647 withan explicit QoS flow to DRB mapping rule, which may be stored andfollowed by the SDAP 647. In embodiments, the SDAP 647 may only be usedin NR implementations and may not be used in LTE implementations.

The RRC 655 may configure, via one or more management service accesspoints (M-SAP), aspects of one or more protocol layers, which mayinclude one or more instances of PHY 610, MAC 620, RLC 630, PDCP 640 andSDAP 647. In embodiments, an instance of RRC 655 may process requestsfrom and provide indications to one or more NAS entities 657 via one ormore RRC-SAPs 656. The main services and functions of the RRC 655 mayinclude broadcast of system information (e.g., included in MIBs or SIBsrelated to the NAS), broadcast of system information related to theaccess stratum (AS), paging, establishment, maintenance and release ofan RRC connection between the UE 101 and RAN 110 (e.g., RRC connectionpaging, RRC connection establishment, RRC connection modification, andRRC connection release), establishment, configuration, maintenance andrelease of point to point Radio Bearers, security functions includingkey management, inter-RAT mobility, and measurement configuration for UEmeasurement reporting. The MIBs and SIBs may comprise one or more IEs,which may each comprise individual data fields or data structures.

The NAS 657 may form the highest stratum of the control plane betweenthe UE 101 and the AMF 821. The NAS 657 may support the mobility of theUEs 101 and the session management procedures to establish and maintainIP connectivity between the UE 101 and a P-GW in LTE systems.

According to various embodiments, one or more protocol entities ofarrangement 600 may be implemented in UEs 101, RAN nodes 111, the AMF inNR implementations or the MME in LTE implementations, UPFs in NRimplementations or S-GWs and P-GWs in LTE implementations, or the liketo be used for control plane or user plane communications protocol stackbetween the aforementioned devices. In such embodiments, one or moreprotocol entities that may be implemented in one or more of UE 101, gNB111, the AMF, etc. may communicate with a respective peer protocolentity that may be implemented in or on another device using theservices of respective lower layer protocol entities to perform suchcommunication. In some embodiments, a gNB-CU of the gNB 111 may host theRRC 655, SDAP 647, and PDCP 640 of the gNB that controls the operationof one or more gNB-DUs, and the gNB-DUs of the gNB 111 may each host theRLC 630, MAC 620, and PHY 510 of the gNB 111.

In a first example, a control plane protocol stack may comprise, inorder from highest layer to lowest layer, NAS 557, RRC 555, PDCP 640,RLC 630, MAC 520, and PHY 510. In this example, upper layers 660 may bebuilt on top of the NAS 557, which includes an IP layer 661, an SCTP662, and an application layer signaling protocol (AP) 663.

In NR implementations, the AP 663 may be a 5G NR application protocollayer (5G NR AP or NR-AP) 663 for the 5G NR interface 113 definedbetween the 5G NR-RAN node 111 and the AMF, or the AP 663 may be an Xnapplication protocol layer (XnAP or Xn-AP) 663 for the Xn interface 112that is defined between two or more RAN nodes 111.

The 5G NR-AP 663 may support the functions of the 5G NR interface 113and may comprise Elementary Procedures (EPs). A 5G NR-AP EP may be aunit of interaction between the 5G NR-RAN node 111 and the AMF. The 5GNR-AP 663 services may comprise two groups: UE-associated services(e.g., services related to a UE 101) and non-UE-associated services(e.g., services related to the whole 5G NR interface instance betweenthe 5G NR-RAN node 111 and the AMF). These services may includefunctions including, but not limited to: a paging function for thesending of paging requests to 5G NR-RAN nodes 111 involved in aparticular paging area; a UE context management function for allowingthe AMF to establish, modify, and/or release a UE context in the AMF andthe 5G NR-RAN node 111; a mobility function for UEs 101 in ECM-CONNECTEDmode for intra-system HOs to support mobility within 5G NR-RAN andinter-system HOs to support mobility from/to EPS systems; a NASSignaling Transport function for transporting or rerouting NAS messagesbetween UE 101 and AMF; a NAS node selection function for determining anassociation between the AMF and the UE 101; 5G NR interface managementfunction(s) for setting up the 5G NR interface and monitoring for errorsover the 5G NR interface; a warning message transmission function forproviding means to transfer warning messages via 5G NR interface orcancel ongoing broadcast of warning messages; a Configuration Transferfunction for requesting and transferring of RAN configurationinformation (e.g., SON information, performance measurement (PM) data,etc.) between two RAN nodes 111 via CN 120; and/or other like functions.

The XnAP 663 may support the functions of the Xn interface 112 and maycomprise XnAP basic mobility procedures and XnAP global procedures. TheXnAP basic mobility procedures may comprise procedures used to handle UEmobility within the 5G NR RAN 111 (or E-UTRAN 111), such as handoverpreparation and cancellation procedures, SN Status Transfer procedures,UE context retrieval and UE context release procedures, RAN pagingprocedures, dual connectivity related procedures, and the like. The XnAPglobal procedures may comprise procedures that are not related to aspecific UE 101, such as Xn interface setup and reset procedures, 5GNR-RAN update procedures, cell activation procedures, and the like.

In LTE implementations, the AP 663 may be an S1 Application Protocollayer (S1-AP) 663 for the S1 interface 113 defined between an E-UTRANnode 111 and an MME, or the AP 663 may be an X2 application protocollayer (X2AP or X2-AP) 663 for the X2 interface 112 that is definedbetween two or more E-UTRAN nodes 111.

The S1 Application Protocol layer (S1-AP) 663 may support the functionsof the S1 interface, and similar to the 5G NR-AP discussed previously,the S1-AP may comprise S1-AP EPs. An S1-AP EP may be a unit ofinteraction between the E-UTRAN node 111 and an MME within an LTE CN120. The S1-AP 663 services may comprise two groups: UE-associatedservices and non UE-associated services. These services performfunctions including, but not limited to: E-UTRAN Radio Access Bearer(E-RAB) management, UE capability indication, mobility, NAS signalingtransport, RAN Information Management (RIM), and configuration transfer.

The X2AP 663 may support the functions of the X2 interface 112 and maycomprise X2AP basic mobility procedures and X2AP global procedures. TheX2AP basic mobility procedures may comprise procedures used to handle UEmobility within the E-UTRAN 120, such as handover preparation andcancellation procedures, SN Status Transfer procedures, UE contextretrieval and UE context release procedures, RAN paging procedures, dualconnectivity related procedures, and the like. The X2AP globalprocedures may comprise procedures that are not related to a specific UE101, such as X2 interface setup and reset procedures, load indicationprocedures, error indication procedures, cell activation procedures, andthe like.

The SCTP layer (alternatively referred to as the SCTP/IP layer) 662 mayprovide guaranteed delivery of application layer messages (e.g., 5G NRAPor XnAP messages in NR implementations, or S1-AP or X2AP messages in LTEimplementations). The SCTP 662 may ensure reliable delivery of signalingmessages between the RAN node 111 and the AMF/MME based, in part, on theIP protocol, supported by the IP 661. The Internet Protocol layer (IP)661 may be used to perform packet addressing and routing functionality.In some implementations the IP layer 661 may use point-to-pointtransmission to deliver and convey PDUs. In this regard, the RAN node111 may comprise L2 and L1 layer communication links (e.g., wired orwireless) with the MME/AMF to exchange information.

In a second example, a user plane protocol stack may comprise, in orderfrom highest layer to lowest layer, SDAP 647, PDCP 640, RLC 630, MAC520, and PHY 510. The user plane protocol stack may be used forcommunication between the UE 101, the RAN node 111, and UPF in NRimplementations or an S-GW and P-GW in LTE implementations. In thisexample, upper layers 651 may be built on top of the SDAP 647 and mayinclude a user datagram protocol (UDP) and IP security layer (UDP/IP)652, a General Packet Radio Service (GPRS) Tunneling Protocol for theuser plane layer (GTP-U) 653, and a User Plane PDU layer (UP PDU) 663.

The transport network layer 654 (also referred to as a “transportlayer”) may be built on IP transport, and the GTP-U 653 may be used ontop of the UDP/IP layer 652 (comprising a UDP layer and IP layer) tocarry user plane PDUs (UP-PDUs). The IP layer (also referred to as the“Internet layer”) may be used to perform packet addressing and routingfunctionality. The IP layer may assign IP addresses to user data packetsin any of IPv4, IPv6, or PPP formats, for example.

The GTP-U 653 may be used for carrying user data within the GPRS corenetwork and between the radio access network and the core network. Theuser data transported can be packets in any of IPv4, IPv6, or PPPformats, for example. The UDP/IP 652 may provide checksums for dataintegrity, port numbers for addressing different functions at the sourceand destination, and encryption and authentication on the selected dataflows. The RAN node 111 and the S-GW may utilize an S1-U interface toexchange user plane data via a protocol stack comprising an L1 layer(e.g., PHY 610), an L2 layer (e.g., MAC 620, RLC 630, PDCP 640, and/orSDAP 647), the UDP/IP layer 652, and the GTP-U 653. The S-GW and theP-GW may utilize an S5/S8a interface to exchange user plane data via aprotocol stack comprising an L1 layer, an L2 layer, the UDP/IP layer652, and the GTP-U 653. As discussed previously, NAS protocols maysupport the mobility of the UE 101 and the session management proceduresto establish and maintain IP connectivity between the UE 101 and theP-GW.

Moreover, although not shown by FIG. 6, an application layer may bepresent above the AP 663 and/or the transport network layer 654. Theapplication layer may be a layer in which a user of the UE 101, RAN node111, or other network element interacts with software applications beingexecuted, for example, by application circuitry 205 or applicationcircuitry 305, respectively. The application layer may also provide oneor more interfaces for software applications to interact withcommunications systems of the UE 101 or RAN node 111, such as thebaseband circuitry 410. In some implementations the IP layer and/or theapplication layer may provide the same or similar functionality aslayers 5-7, or portions thereof, of the Open Systems Interconnection(OSI) model (e.g., OSI Layer 7—the application layer, OSI Layer 6—thepresentation layer, and OSI Layer 5—the session layer).

Beamforming Overview

To generate a beam, a plurality of antenna elements may be configured toradiate the same signal. Increasing the number of antenna elementsradiating the signal decreases the width of the radiation pattern andincreases the gain. FIG. 11a shows an example of three antenna modules1110, 1120, 1130 and their corresponding radiation patterns 1112, 1123,1135. Antenna module 1110 includes a single antenna element 1111 andgenerates the radiation pattern 1112. Antenna module 1120 includes twoantenna elements 1121, 1122 and generates the radiation pattern 1123.Antenna module 30 includes four antenna elements 1141-1144 and generatesthe radiation pattern 1135. A comparison of the radiation patterns 1112,1123, 1135 illustrates the effects the number of antenna elements has onthe geometry of the radiation pattern. For instance, in this example,the radiation pattern 1112 is the widest radiation pattern because theantenna module 1110 has the fewest number of antenna elements (e.g.,one). The antenna module 1120 has two antenna elements 1121, 1122. Theadditional antenna element allows antenna module 1120 to generate aradiation pattern 1123 that is narrower than the radiation pattern 1112.The antenna module 1130 has four antenna elements 1141-1144. Thus,compared to antenna modules 1110, 1120, antenna module 1130 has the mostantenna elements. As a result, the antenna module 1130 is able togenerate a radiation pattern 1135 that is narrower than the radiationpatterns 1112, 1123 and provides the most gain.

To establish and/or maintain a communication link with the base station,the UE may transmit a beam in any of a plurality of differentdirections. The direction in which a beam is propagated may be based onthe phase and/or magnitude of the signal provided to each antennaelement of the antenna module. Thus, the antenna module may be able tocover a spatial area with a plurality of beams each propagated in adifferent direction by appropriately weighting the phase and/ormagnitude of the signal provided to each antenna element for each beam.

FIG. 11b shows an example of the directions in which an antenna module1150 may propagate a beam. The antenna module 1150 is located at thecenter of the spherical coordinate system 1160 and represents atransmission point. Points 1151, 1152, 1153 on the spherical coordinatesystem 1160 each represent a different reception point. At a first time,the antenna elements of the antenna module 1150 are provided with afirst input signal to propagate a beam 1171 in the direction ofreception point 1151. The direction of the beam 1171 is generated basedon the phase and/or magnitude of the signal provided to each antennaelement of the antenna module 1150. At a second time, the antennaelements of the antenna module 1150 are provided with a second inputsignal to propagate the beam 1172 in the direction of the receptionpoint 1152. Similarly, the direction of the beam 1172 is generated basedon the phase and/or magnitude of the signal provided to each antennaelement of the antenna module 1150. At a third time, the antennaelements of the antenna module 1150 are provided with a third inputsignal to propagate the beam 1173 in the direction of the receptionpoint 1153. Again, the direction of the beam 1173 is generated based onthe phase and/or magnitude of the signal provided to each antennaelement of the antenna module 1150. Thus, the antenna module 1150 maydeliver the beams 1171, 1172, 1173 to receptions points 1151, 1152, 1153from the same transmission point despite the reception points 1151,1152, 1153 each being located in different horizontal and verticaldirections relative to the antenna element 1150. The above example ismerely provided for illustrative purposes. The exemplary embodiments maypropagate a beam in any direction and control the direction of the beamin any appropriate manner.

Establishing and/or maintaining a communication link over the mmWavespectrum may include a process referred to as beam management. The termbeam management may encompass various mechanisms and operations that maybe performed on both the UE side and the network side. Beam managementmechanisms may be utilized in various types of scenarios, including butnot limited to, establishing a beam pair, a handover from a first basestation to a second base station, transitioning between operating states(e.g., idle to connected mode), exiting a sleep mode utilized inaccordance with a connected discontinuous reception (C-DRX) cycle,adjusting a receiver beam relative to a transmitter beam based onmeasurement data, etc. However, any reference to a transmitter beam, areceiver beam, or beam management is for illustrative purposes.Different networks and/or entities may refer to similar concepts bydifferent names.

The polarization of an antenna refers to the orientation of the electricfield (E-plane) of the radio wave relative to a coordinate system. Forexample, if a direction of oscillation for an electric field V isaligned with, i.e. propagated in a direction orthogonal to, the verticaldirection of a coordinate system, the V wave may be considered to bevertically polarized. Similarly, if a direction of oscillation for anelectric field is in a direction orthogonal to the horizontal directionof a coordinate system, the H wave may be considered to be horizontallypolarized. In dual-polarization beamforming, specifically linearpolarization, two data streams may be transmitted with polarizations inphase with and orthogonal to, i.e. having a polarization of 90 degrelative to, one another so that the sum of the streams is a linearvector. Other types of polarization include circular polarization, wherethe phase difference between H and V is 90 deg, and ellipticpolarization, where the phase difference between H and V is some valuebetween 0 deg and 90 deg.

Interference Mitigation During Simultaneous UE Tx/Rx

FIGS. 12a-d show four different handover scenarios that may beencountered at a user equipment (UE). FIG. 12a shows an inter-frequencyhandover scenario for simultaneous transmission (Tx) beams at the UE.For example, the UE may, for uplink (UL) transmissions to the network,be handed over from a source gnB, i.e. Cell 1, with which it has aconnection on a first frequency band (e.g., FR1 or FR2) to a target gNB,i.e. Cell 2, with which it is establishing a connection on a secondfrequency band (e.g. the other one of FR1 or FR2). During handover, theUE maintains a Tx connection to both Cell 1 and Cell 2. FIG. 12b showsan inter-frequency handover scenario for simultaneous reception (Rx)beams at the UE. For example, the UE may, for downlink (DL)transmissions from the network, be handed over from a source gnB, i.e.Cell 1, with which it has a connection on a first frequency band (e.g.,FR1 or FR2) to a target gNB, i.e. Cell 2, with which it is establishinga connection on a second frequency band (e.g. the other one of FR1 orFR2). During handover, the UE maintains an Rx connection to both Cell 1and Cell 2. FIG. 12c shows an intra-frequency handover scenario forsimultaneous transmission beams at the UE. For example, the UE may, forUL transmissions to the network, be handed over from a source gnB, i.e.Cell 1, with which it has a connection on a given frequency band (e.g.,FR1 or FR2) to a target gNB, i.e. Cell 2, with which it is establishinga connection on the same frequency band (e.g. the same one of FR1 orFR2). During handover, the UE maintains a Tx connection to both Cell 1and Cell 2. FIG. 12d shows an intra-frequency handover scenario forsimultaneous Rx beams at the UE. For example, the UE may, for downlink(DL) transmissions from the network, be handed over from a source gnB,i.e. Cell 1, with which it has a connection on a given frequency band(e.g., FR1 or FR2) to a target gNB, i.e. Cell 2, with which it isestablishing a connection on the same frequency band (e.g. the same oneof FR1 or FR2). Although the Tx and Rx scenarios are shown separately,those skilled in the art will understand that Tx and Rx connections mayoccur simultaneously.

For all of the scenarios described above, UEs that support only a singleactive antenna panel have difficulties steering two beams at the sametime, causing problems during simultaneous Tx/Rx on the UE side,especially when Cell 1 and Cell 2 are dislocated. One existingmitigation approach for simultaneous Rx scenarios (FIGS. 12b and 12d )may involve the UE using a wider beam for simultaneous Rx. However, awide UE beam may not work well for simultaneous Tx scenarios involvingFR2, due to the following two reasons.

Regarding the first reason, in FR2, a wide beam is achieved by switchingoff a number of activated antenna elements within the active antennapanel. For example, if 50% of antenna elements are switched off, 3 dB ofRx beamforming gain is lost. For Tx, 3 dB of maximal TRx (total radiatedpower) is lost in addition to the 3 dB of Tx beamforming gain that islost, causing a 6 dB loss for a maximal EIRP (Equivalent IsotropicallyRadiated Power). Such unbalanced link budget for Tx and Rx maysignificantly degrade the handover performance. Thus, it may bedesirable to avoid the use of a wide beam.

Regarding the second reason, in the scenario shown in FIG. 12c where anintra-frequency handover with simultaneous Tx is implemented on FR2 fora UE with only a single active antenna panel in use, the UE Tx streams,which are associated with different Cells, are transmitted from a samephysical antenna. Very strong co-interferences among the simultaneous Txstreams may occur as a result, further degrading the handoverperformance.

The exemplary embodiments as described herein relate to beamtransmission mechanisms to mitigate the aforementioned interferenceissues by using independent Tx streams for simultaneous streams todifferent network cells. This may increase the Tx performance in atleast the following two ways. First, the UE may avoid the usage of awide beam with the 6 dB of maximal EIRP loss discussed above. Instead,the UE configures independent narrow beams for different Txpolarizations. Second, the two simultaneous Tx streams from the UE areseparated in the polarization domain (e.g., for linear polarization, Vand H are separated by 90 deg), which can significantly reduceco-interferences among the Tx streams.

FIG. 13 shows an exemplary UE antenna panel 1300 and associatedcircuitry for transmitting data streams (beams) via beamforming to aplurality of network cells simultaneously. The UE antenna panel 1300 isoperable to transmit two Tx polarizations (V and H) via N antennaelements 1302. Although the antenna elements 1302 for propagating the Vand H beams are drawn separately within the block diagram, in an actualphysical circuitry layout each H element is co-located with a V element,i.e. the H and V beams are transmitted from the same antenna elements1302. In this embodiment, V and H are two linear polarizations, whichare by nature separated by 90 degrees.

According to the exemplary embodiments described herein, two independentTx streams, each associated to a different network cell, are fed from UEbaseband circuitry (not pictured) into two independent Tx polarizationcircuits, i.e. a first polarization circuit 1304 a for generating the Vbeam and a second polarization circuit 1304 b for generating the H beam,and beam-formed independently. θ_(p) and θ_(q) are two independentphase-shifted setting vectors for the V polarization and the Hpolarization, respectively, within the same UE antenna panel. θ_(p) andθ_(q) may be different values, resulting in different Tx beam patternspointing to different network cells.

Additionally, the first polarization circuit 1304 a includes anadditional polarization angle adjustment 1306 for providing anadditional phase offset Δ_(p,N) between V and H. The UE may use theadditional phase offset to further adjust the angle difference betweentwo Tx polarizations for further co-interference control. For example,the UE may adapt the setting Δ_(p,N) based on UL quality monitoring orUL interference estimations for the two simultaneous Tx streams.

The antenna panel 1300 further includes independent RF mixer circuits(not shown) for the two Tx polarizations (V and H) so that therespective beams may operate in different frequency layers. Thus, theexemplary antenna panel 1300 is also applicable to inter-frequencysimultaneous Tx beam operation (e.g., FIG. 12a ).

Various further mechanisms may be used to improve the performance of thesimultaneous Tx streaming configuration described above.

Based on a particular UE RF capability, a single polarizationtransmission may have a limited maximal achieved transmit power. Forexample, the transmit power of a first single Tx polarization may have amaximal limit of 20 dBm that is lower than the 23 dBm maximaltransmission power limit. However, the transmit power of a second singleTx polarization (being simultaneously transmitted to a different networkcell in the manner described above) may have a maximal limit of 23 dBmand be transmitted at the maximal transmission power limit. In order touse a same transmission power for transmission power calculations foreach of the Tx streams, according to one embodiment, the UE may apply adown-scaling of the maximal transmission power limit. For example, inthe scenario described above, the UE may apply a 3 dB down-scaling ofthe maximal transmission power limit.

In another embodiment, during the period when UE is transmitting 2independent Tx streams from two intra-panel Tx polarizationssimultaneously, the network cell, e.g. gNB, may restrict the ULscheduling by scheduling UL channels with only a single port. Inparticular, for PUSCH (which is triggered by DCI format 0_1), the SRIwithin the DCI may be selected to point to a single port SRS resource.

In still another embodiment, when the UE is triggered by two differentgNB s to transmit two independent TX streams in parallel, when at leastone of the triggered Tx streams contains two Tx ports, the UE may applya predefined priority handling rule to skip the transmission of one Txstream while only transmitting the other Tx stream. For example, theskipping may be based on the number of ports of the stream. The UE mayskip the transmission of the Tx stream with a single port, and then usedual-polarizations to transmit the remaining Tx stream having two ports.Alternatively, the UE may skip the transmission of a Tx stream with twoports, and then use the dual-polarizations to transmit the remaining Txstream, which may have either one port or two ports. In one embodiment,the skipping rule may also be based on a channel type of the respectivestreams. For example, a PUSCH containing UCI bits may have a higherpriority than a PUSCH without UCI bits. In another example, a PUCCH mayhave higher priority than a PUSCH. In still another example, a PUSCH mayhave a higher priority than an SRS.

Methods

The electronic device(s), network(s), system(s), chip(s) orcomponent(s), or portions or implementations thereof, of FIG. 1-10 or13, or some other figures herein, may be configured to perform one ormore processes, techniques, or methods as described herein, or portionsthereof.

FIG. 14 shows a method 1400 for a UE simultaneously transmitting datastreams to a plurality of network cells during handover. In 1405, the UEdetermines to transmit a first transmission (Tx) stream and a second Txstream simultaneously to a first gNB and a second gNB, wherein the firstgNB is a serving gNB in a first cell and the second gNB is a handovertarget gNB in a second cell, for handing over communication with the UEfrom the first cell to the second cell. In 1410, the UE transmits thefirst and second transmission streams simultaneously to the first gNBand the second gNB by a first and second transmission polarizationwithin a same antenna panel of the UE.

The operations described above may also be performed at a basebandcircuitry, e.g. baseband circuitry 410 shown in FIG. 4, or at thehardware resources 500 shown in FIG. 5.

FIG. 15 shows a method 1500 for a gNB restricting an uplink (UL) channelscheduling for a UE simultaneously transmitting data streams to aplurality of network cells during handover. In 1505, the gNB triggers aPhysical Uplink Shared Channel (PUSCH) transmission by the UE. In 1510,the gNB restricts a UL channel scheduling by triggering the PUSCHtransmission with a single port.

Examples

For one or more embodiments, at least one of the components set forth inone or more of the preceding figures may be configured to perform one ormore operations, techniques, processes, and/or methods as set forth inthe example section below. For example, the baseband circuitry asdescribed above in connection with one or more of the preceding figuresmay be configured to operate in accordance with one or more of theexamples set forth below. For another example, circuitry associated witha UE, base station, network element, etc. as described above inconnection with one or more of the preceding figures may be configuredto operate in accordance with one or more of the examples set forthbelow in the example section.

Example 1 may include a method of operating a user equipment (UE), themethod comprising: transmitting two distinct Tx streams simultaneously,by two distinct Tx polarization circuits within a same UE antenna panelcircuitry.

Example 2 may include the method of example 1 or some other exampleherein, wherein the two Tx polarizations are configured with independentTx beam patterns and each is associated with a different Rx beam patternfrom one out of two different base stations.

Example 3 may include the method of examples 1 and 2 or some otherexample herein, wherein each of the Tx stream is associated one out oftwo different base stations.

Example 4 may include the method of example 1 or some other exampleherein, wherein each of the Tx streams can be associated with one Txpolarization.

Example 5 may include the method of example 1 or some other exampleherein, wherein each of the Tx streams can be associated with both TXpolarizations.

Example 6 may include the method of examples 2 and 3 or some otherexample herein, wherein one of the base stations can be the serving basestation while the other can be the handover targeting base station.

Example 7 may include the method of example 1 or some other exampleherein, wherein the UE calculates the transmission power for the two Txstreams separately, wherein for each calculated transmission power UEapplies 3 dB down-scaling of the maximal transmission power limit.

Example 8 may include the method of example 1 or some other exampleherein, wherein the UE further determines a phase offset setting betweenthe two Tx polarizations based on UL interference measurements.

Example 9 may include the method of example 6 or some other exampleherein, wherein the base station restricts the UL channel scheduling bytriggering the UL transmission with only a single port.

Example 10 may include the method of example 9 or some other exampleherein, wherein the base station allocates a DCI format 0_1 to trigger aPUSCH transmission by the UE, wherein the SRI within the DCI is selectedto be associated with a single port SRS resource.

Example 11 may include a method of operating a user equipment (UE), themethod comprising: triggering the UE by two different base stations totransmit two Tx streams simultaneously, wherein one of the triggered Txstream contains two ports: the UE skips the transmission of one of theTX streams based on a pre-defined rule.

Example 12 may include the method of example 11 or some other exampleherein, wherein the pre-defined rule can be based on the port number ofa triggered Tx stream.

Example 13 may include the method of example 11 or some other exampleherein, wherein the pre-defined rule can be based on the channel type ofa triggered Tx stream.

Example 14 may include a method for a user equipment (UE) in a wirelessnetwork including a first next generation NodeB (gNB) and a second gNBto communicate with the UE, the method comprising: determining totransmit two transmission (TX) streams simultaneously to the first gNBand the second gNB, wherein the first gNB is a serving gNB in a firstcell and the second gNB is a handover target gNB in a second cell forhanding over communication with the UE from the first cell to the secondcell; and transmitting the two transmission streams simultaneously tothe first gNB and the second gNB by two transmission polarizationswithin a same antenna panel of the UE.

Example 15 may include the method of example 14 and/or some otherexample herein, wherein the determining to transmit two transmissionstreams is triggered by the first gNB and the second gNB.

Example 16 may include the method of example 14 and/or some otherexample herein, wherein the UE supports only a single active antennapanel.

Example 17 may include the method of example 14 and/or some otherexample herein, wherein the first gNB or the second gNB contains twoports.

Example 18 may include the method of example 14 and/or some otherexample herein, wherein the two transmission streams are in frequencyrange FR2.

Example 19 may include the method of example 14 and/or some otherexample herein, wherein the handing over the communication with the UEfrom the first cell to the second cell is an intra-frequency handover oran inter-frequency handover.

Example 20 may include the method of example 14 and/or some otherexample herein, wherein the first cell and the second cell aredis-located.

Example 21 may include the method of example 14 and/or some otherexample herein, wherein the two transmission streams are transmitted bytwo different Tx polarization circuities within a same antenna panelcircuitry of the UE.

Example 22 may include the method of example 14 and/or some otherexample herein, further comprising: calculating a transmission power forthe two Tx streams separately; and applying 3 dB power down-scaling ofthe transmission power for each of the two Tx streams.

Example 23 may include the method of example 14 and/or some otherexample herein, wherein the two Tx polarizations are configured withindependent Tx beam patterns, each Tx beam pattern is associated with adifferent receiving (Rx) beam pattern from the first gNB and the secondgNB.

Example 24 may include the method of example 14 and/or some otherexample herein, further comprising: determining a phase offset settingbetween the two Tx polarizations based on uplink (UL) interferencemeasurements.

Example 25 may include the method of example 14 and/or some otherexample herein, wherein one of the two Tx streams contain to two Txports, and the method further comprising: applying a pre-definedpriority handling rule to skip transmission of a Tx stream while onlytransmit another Tx steam.

Example 26 may include the method of example 25 and/or some otherexample herein, wherein the UE is to skip transmission of a Tx streambased on a port number of the Tx stream.

Example 27 may include the method of example 25 and/or some otherexample herein, wherein the UE is to skip transmission of a Tx streambased on a channel type of the Tx stream.

Example 28 may include the method of any of the examples 14-27 and/orsome other example herein, wherein the method is performed by anapparatus that is implemented in or employed by the UE.

Example 29 may include a method for a next generation NodeB (gNB) in awireless network including the gNB as a first gNB in a first cell and asecond gNB in a second cell to communicate with a user equipment (UE),the method comprising: triggering a Physical Uplink Shared Channel(PUSCH) transmission by the UE; and restricting a uplink (UL) channelscheduling by triggering the PUSCH transmission with a single port.

Example 30 may include the method of example 29 and/or some otherexample herein, further comprising: allocating a Downlink ControlInformation (DCI) format 0_1 for triggering the PUSCH transmission bythe UE.

Example 31 may include the method of example 30 and/or some otherexample herein, wherein a SRI within the DCI is selected to beassociated with a single port Sounding Reference Signal (SRS) resource.

Example 32 may include the method of example 30 and/or some otherexample herein, further comprising: receiving a transmission (Tx) streamfrom the UE, wherein the Tx stream is one of two transmission streamssimultaneously sent to the first gNB and the second gNB by twotransmission polarizations within a same antenna panel of the UE.

Example 33 may include the method of example 32 and/or some otherexample herein, wherein the first gNB or the second gNB contains twoports.

Example 34 may include the method of example 32 and/or some otherexample herein, wherein the two transmission streams are in frequencyrange FR2.

Example 35 may include the method of example 32 and/or some otherexample herein, wherein the first cell and the second cell aredis-located.

Example 36 may include the method of example 29-35 and/or some otherexample herein, wherein the method is performed by an apparatus that isimplemented in or employed by the gNB.

Example 37 may include an apparatus comprising means to perform one ormore elements of a method described in or related to any of examples1-36, or any other method or process described herein.

Example 38 may include one or more non-transitory computer-readablemedia comprising instructions to cause an electronic device, uponexecution of the instructions by one or more processors of theelectronic device, to perform one or more elements of a method describedin or related to any of examples 1-36, or any other method or processdescribed herein.

Example 39 may include an apparatus comprising logic, modules, orcircuitry to perform one or more elements of a method described in orrelated to any of examples 1-36, or any other method or processdescribed herein.

Example 40 may include a method, technique, or process as described inor related to any of examples 1-36, or portions or parts thereof.

Example 41 may include an apparatus comprising: one or more processorsand one or more computer-readable media comprising instructions that,when executed by the one or more processors, cause the one or moreprocessors to perform the method, techniques, or process as described inor related to any of examples 1-36, or portions thereof.

Example 42 may include a signal as described in or related to any ofexamples 1-36, or portions or parts thereof.

Example 43 may include a datagram, packet, frame, segment, protocol dataunit (PDU), or message as described in or related to any of examples1-36, or portions or parts thereof, or otherwise described in thepresent disclosure.

Example 44 may include a signal encoded with data as described in orrelated to any of examples 1-36, or portions or parts thereof, orotherwise described in the present disclosure.

Example 45 may include a signal encoded with a datagram, packet, frame,segment, protocol data unit (PDU), or message as described in or relatedto any of examples 1-36, or portions or parts thereof, or otherwisedescribed in the present disclosure.

Example 46 may include an electromagnetic signal carryingcomputer-readable instructions, wherein execution of thecomputer-readable instructions by one or more processors is to cause theone or more processors to perform the method, techniques, or process asdescribed in or related to any of examples 1-36, or portions thereof.

Example 47 may include a computer program comprising instructions,wherein execution of the program by a processing element is to cause theprocessing element to carry out the method, techniques, or process asdescribed in or related to any of examples 1-36, or portions thereof.

Example 48 may include a signal in a wireless network as shown anddescribed herein.

Example 49 may include a method of communicating in a wireless networkas shown and described herein.

Example 50 may include a system for providing wireless communication asshown and described herein.

Example 51 may include a device for providing wireless communication asshown and described herein.

Any of the above-described examples may be combined with any otherexample (or combination of examples), unless explicitly statedotherwise. The foregoing description of one or more implementationsprovides illustration and description but is not intended to beexhaustive or to limit the scope of embodiments to the precise formdisclosed. Modifications and variations are possible in light of theabove teachings or may be acquired from practice of various embodiments.

It is well understood that the use of personally identifiableinformation should follow privacy policies and practices that aregenerally recognized as meeting or exceeding industry or governmentalrequirements for maintaining the privacy of users. In particular,personally identifiable information data should be managed and handledso as to minimize risks of unintentional or unauthorized access or use,and the nature of authorized use should be clearly indicated to users.

It will be apparent to those skilled in the art that variousmodifications may be made in the present disclosure, without departingfrom the spirit or the scope of the disclosure. Thus, it is intendedthat the present disclosure cover modifications and variations of thisdisclosure provided they come within the scope of the appended claimsand their equivalent.

1. A method, comprising: at a user equipment (UE) in a wireless networkincluding a first next generation NodeB (gNB) and a second gNB forcommunicating with the UE: determining to transmit a first transmission(Tx) stream and a second Tx stream simultaneously to the first gNB andthe second gNB for handing over communication with the UE from a firstcell to a second cell, wherein the first gNB is a serving gNB in thefirst cell and the second gNB is a handover target gNB in the secondcell; and simultaneously transmitting within a same antenna panel of theUE the first transmission stream to the first gNB using a firstpolarization and the second transmission stream to the second gNB usinga second polarization different from the first polarization.
 2. Themethod of claim 1, wherein each of the first and second Tx polarizationsare configured with independent Tx beam patterns and associated withdifferent Rx beam patterns from one of the first or second gNBs.
 3. Themethod of claim 1, further comprising: calculating a transmission powerfor each of the first and second Tx streams separately, wherein, foreach calculated transmission power, the UE applies a 3 dB down-scalingof a maximal transmission power limit.
 4. The method of claim 1, furthercomprising: determining a phase offset setting between the first andsecond Tx polarizations based on UL interference measurements.
 5. Themethod of claim 1, wherein one of the first or second gNB restrict a ULchannel scheduling by triggering a UL transmission with only a singleport.
 6. The method of claim 5, wherein the one of the first or secondgNB allocates a DCI format 0_1 to trigger a PUSCH transmission by theUE, wherein the SRI within the DCI is selected to be associated with asingle port SRS resource.
 7. The method of claim 1, further comprising:skipping a transmission of one of the first or second Tx streams basedon a predefined rule, wherein the predefined rule is based on a channeltype of one of the first or second Tx streams.
 8. The method of claim 1,wherein the handing over the communication with the UE from the firstcell to the second cell is one of an intra-frequency handover or aninter-frequency handover.
 9. The method of claim 1, wherein the firstcell and the second cell are dis-located.
 10. A user equipment (UE),comprising: a plurality of antenna panels, each antenna panel comprisinga plurality of antenna elements; a processor configured to determine totransmit a first transmission (Tx) stream and a second Tx streamsimultaneously to a first next generation NodeB (gNB) and a second gNBfor handing over communication with the UE from a first cell to a secondcell, wherein the first gNB is a serving gNB in the first cell and thesecond gNB is a handover target gNB in the second cell; and atransceiver configured to simultaneously transmit via a same antennapanel of the UE the first transmission stream to the first gNB using afirst TX polarization and the second transmission stream to the secondgNB using a second TX polarization different from the firstpolarization.
 11. The UE of claim 10, wherein the UE supports only thesingle active antenna panel.
 12. The UE of claim 10, wherein thetransceiver comprises a plurality of Tx polarization circuities and thefirst and second transmission streams are transmitted by different Txpolarization circuities.
 13. The UE of claim 10, wherein each of thefirst and second Tx polarizations are configured with independent Txbeam patterns and associated with different Rx beam patterns from one ofthe first or second gNBs.
 14. The UE of claim 10, wherein the processoris further configured to calculate a transmission power for each of thefirst and second Tx streams separately, wherein, for each calculatedtransmission power, the UE applies a 3 dB down-scaling of a maximaltransmission power limit. 15-20. (canceled)
 21. A method, comprising: ata first next generation NodeB (gNB) in a first cell for communicatingwith a user equipment (UE) in a wireless network including the UE and asecond gNB in a second cell for communicating with the UE: allocating aDownlink Control Information (DCI) format 0_1 for triggering a PhysicalUplink Shared Channel (PUSCH) transmission by the UE; triggering thePUSCH transmission by the UE; and restricting an uplink (UL) channelscheduling by triggering the PUSCH transmission with a single port. 22.The method of claim 21, wherein an SRI within the DCI is selected to beassociated with a single port Sounding Reference Signal (SRS) resource.23. The method of claim 22, further comprising: receiving a transmission(Tx) stream from the UE, wherein the Tx stream is one a firsttransmission (Tx) stream using a first polarization or a second Txstream using a second polarization simultaneously sent to the first gNBand the second gNB within a same antenna panel of the UE.
 24. The methodof claim 22, wherein the first gNB or the second gNB contains two ports.25. The method of claim 22, wherein the two transmission streams are infrequency range FR2.
 26. The method of claim 22, wherein the first celland the second cell are dislocated.